SEC Form 4 · accession 0001437749-19-000524
CITIZENS & NORTHERN CORP · CZNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deborah E Scott
Officer — Exec. VP & Sr. Trust Officer
Period of report
Jan 4, 2019
Accepted (ET)
Jan 8, 2019 · 2:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000810958
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 4, 2019 | M | 5,811 | $19.21 | A | 24,482 | D | |
| Common Stock | Jan 4, 2019 | M | 3,355 | $20.45 | A | 27,837 | D | |
| Common Stock | Jan 4, 2019 | F | 7,031 | $25.635 | D | 20,806 | D | |
| Common Stock | holding | — | — | — | 10,397 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options | $19.21 | Jan 4, 2019 | M | 5,811 | D | Jul 3, 2013 | Jan 3, 2023 | Common Stock | 5,811 | 0 | D |
| Employee Stock Options | $20.45 | Jan 4, 2019 | M | 3,355 | D | Jul 3, 2014 | Jan 2, 2024 | Common Stock | 3,355 | 0 | D |
Remarks
Payment of Exercise Price by delivering securities incident to the exercise of a vested option in accordance with Rule 16b-3