Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Dec 14, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

291 filings · trading day Dec 14, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Dec 12, 2018 DForm 4 →	Dec 13, 5:24 pm EST	One Madison CorpOMAD	Omar AsaliChairman and CEO, Director	322,186	$1,947.13	$627,337,686	266,689	—
Dec 11, 2018 CMForm 4 →	Dec 13, 9:18 pm EST	RingCentral IncRNG	Vladimir Shmunis +5CEO & Chairman, Director, 10% Owner	154,596	$5.23	$269,685	0	—
Dec 11, 2018 MForm 4 →	Dec 13, 6:35 pm EST	GAIN Capital Holdings, Inc.GCAP	Diego RotsztainGeneral Counsel and Secretary	39,250	$4.66	$182,825	0	—
Dec 12, 2018 MForm 4 →	Dec 13, 4:32 pm EST	CASEYS GENERAL STORES INCCASY	William J WalljasperSenior VP and CFO	7,000	$25.26	$176,820	7,300	—
Dec 12, 2018 MForm 4 →	Dec 13, 6:47 pm EST	ServiceNow, Inc.NOW	Chirantan Jitendra DesaiChief Product Officer	2,031	$81.40	$165,323	90,752	—
Dec 11, 2018 AForm 4 →	Dec 13, 5:44 pm EST	OGE ENERGY CORP.OGE	Luke R CorbettDirector	3,634	$41.28	$150,000	135,309	—
Dec 12, 2018 MForm 4 →	Dec 13, 4:29 pm EST	CASEYS GENERAL STORES INCCASY	Terry W HandleyPresident and CEO, Director	3,000	$44.39	$133,170	13,106	—
Dec 11, 2018 AForm 4 →	Dec 13, 5:47 pm EST	OGE ENERGY CORP.OGE	J. Michael SannerDirector	3,149	$41.28	$130,000	8,422	—
Dec 11, 2018 AForm 4 →	Dec 13, 5:45 pm EST	OGE ENERGY CORP.OGE	David L HauserDirector	3,046	$41.28	$125,750	15,723	—
Dec 11, 2018 AForm 4 →	Dec 13, 5:43 pm EST	OGE ENERGY CORP.OGE	Frank A BozichDirector	3,028	$41.28	$125,000	9,899	—
Dec 11, 2018 AForm 4 →	Dec 13, 5:43 pm EST	OGE ENERGY CORP.OGE	James H BrandiDirector	3,028	$41.28	$125,000	31,023	—
Dec 11, 2018 AForm 4 →	Dec 13, 5:45 pm EST	OGE ENERGY CORP.OGE	Robert O LorenzDirector	3,028	$41.28	$125,000	114,592	—
Dec 11, 2018 AForm 4 →	Dec 13, 5:46 pm EST	OGE ENERGY CORP.OGE	Judy R McReynoldsDirector	3,028	$41.28	$125,000	25,019	—
Dec 11, 2018 AForm 4 →	Dec 13, 5:47 pm EST	OGE ENERGY CORP.OGE	Sheila TaltonDirector	3,028	$41.28	$125,000	20,017	—
Dec 11, 2018 AForm 4 →	Dec 13, 5:44 pm EST	OGE ENERGY CORP.OGE	Peter D. ClarkeDirector	2,776	$41.28	$114,583	2,776	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:25 pm EST	NAPCO SECURITY TECHNOLOGIES, INCNSSC	Donna Anne SolowayDirector	4,000	$16.20	$64,800	4,000	—
Dec 14, 2018 MForm 4 →	Dec 14, 11:26 am EST	WSFS FINANCIAL CORPWSFS	Patrick Joseph WardExecutive Vice President	4,313	$10.41	$44,898	59,455	—
Dec 12, 2018 DForm 4 →	Dec 13, 5:25 pm EST	One Madison CorpOMAD	Bharani BobbaChief Financial Officer	1,989	$19.89	$39,561	2,261	—
Dec 11, 2018 SForm 4 →	Dec 13, 9:15 pm EST	CRACKER BARREL OLD COUNTRY STORE, INCCBRL	Sardar Biglari +210% Owner	305	$120.49	$36,749	300	—
Dec 12, 2018 AForm 4 →	Dec 14, 11:37 am EST	PPG INDUSTRIES INCPPG	Hugh GrantDirector	316	$103.46	$32,723	67,262	—
Dec 12, 2018 AForm 4 →	Dec 14, 11:39 am EST	PPG INDUSTRIES INCPPG	Victoria F HaynesDirector	207	$103.46	$21,394	43,551	—
Dec 11, 2018 MForm 4 →	Dec 14, 9:38 am EST	SUMMIT FINANCIAL GROUP INCSMMF	Patrick FryeSr. VP & Chief of Credit Admin	1,200	$17.79	$21,348	0	—	late
Dec 12, 2018 AForm 4 →	Dec 14, 11:35 am EST	PPG INDUSTRIES INCPPG	James G BergesDirector	167	$103.46	$17,249	36,102	—
Dec 12, 2018 AForm 4 →	Dec 14, 11:43 am EST	PPG INDUSTRIES INCPPG	Michele J HooperDirector	150	$103.46	$15,542	32,528	—
Dec 12, 2018 AForm 4 →	Dec 14, 11:33 am EST	PPG INDUSTRIES INCPPG	Stephen F AngelDirector	128	$103.46	$13,289	26,586	—
Dec 11, 2018 AForm 4 →	Dec 13, 5:08 pm EST	NORDSTROM INCJWN	Philip G SatreDirector	153	$49.04	$7,479	20,366	—
Dec 12, 2018 AForm 4 →	Dec 14, 11:36 am EST	PPG INDUSTRIES INCPPG	John V FaraciDirector	72	$103.46	$7,436	14,336	—
Oct 23, 2018 JForm 4 →	Dec 14, 3:04 pm EST	MCCORMICK & CO INCMKC	Freeman A Hrabowski IIIDirector	44	$141.03	$6,180	11,890	—	late
Dec 11, 2018 AForm 4 →	Dec 13, 4:50 pm EST	NORDSTROM INCJWN	Shellye L ArchambeauDirector	111	$49.04	$5,464	14,879	—
Oct 23, 2018 JForm 4 →	Dec 14, 3:06 pm EST	MCCORMICK & CO INCMKC	Margaret M Preston VDirector	38	$141.03	$5,380	10,384	—	late
Dec 12, 2018 AForm 4 →	Dec 13, 6:46 pm EST	MOODYS CORP /DE/MCO	Basil AndersonDirector	38	$148.43	$5,202	11	—
Oct 23, 2018 JForm 4 →	Dec 14, 2:58 pm EST	MCCORMICK & CO INCMKC	J Michael FitzpatrickDirector	32	$141.03	$4,548	8,778	—	late
Dec 12, 2018 AForm 4 →	Dec 13, 5:02 pm EST	PPG INDUSTRIES INCPPG	Timothy M KnavishSr. VP, Industrial Coatings	40	$103.46	$4,168	8,737	—
Dec 12, 2018 AForm 4 →	Dec 14, 11:46 am EST	PPG INDUSTRIES INCPPG	Michael W LamachDirector	23	$103.46	$2,380	3,754	—
Dec 12, 2018 AForm 4 →	Dec 14, 2:57 pm EST	MCCORMICK & CO INCMKC	Lisa ManzoneSr. VP Global Human Relations	10	$154.89	$1,558	781	—
Dec 13, 2018 CMForm 4 →	Dec 13, 7:35 pm EST	RingCentral IncRNG	David SipesChief Operating Officer	6,325	$0.99	$1,485	0	—
Dec 12, 2018 AForm 4 →	Dec 13, 4:40 pm EST	PPG INDUSTRIES INCPPG	Michael H McGarryChairman of the Board and CEO, Director	14	$103.46	$1,406	2,988	—
Dec 12, 2018 AForm 4 →	Dec 14, 2:55 pm EST	MCCORMICK & CO INCMKC	Brendan M FoleyPresident Global Consumer	9	$154.89	$1,346	749	—
Dec 12, 2018 AForm 4 →	Dec 14, 11:40 am EST	PPG INDUSTRIES INCPPG	Melanie HealeyDirector	11	$103.46	$1,091	2,283	—
Dec 12, 2018 AForm 4 →	Dec 14, 11:41 am EST	PPG INDUSTRIES INCPPG	Gary R. HemingerDirector	10	$103.46	$1,058	988	—
Dec 12, 2018 AForm 4 →	Dec 13, 6:49 pm EST	MOODYS CORP /DE/MCO	Henry A McKinnellDirector	10	$148.43	$810	16	—
Dec 12, 2018 AForm 4 →	Dec 14, 2:56 pm EST	MCCORMICK & CO INCMKC	Christina M McMullenVice President & Controller	4	$154.89	$564	120	—
Oct 23, 2018 JForm 4 →	Dec 14, 3:05 pm EST	MCCORMICK & CO INCMKC	Jacques TapieroDirector	3	$141.03	$438	845	—	late
Dec 12, 2018 AForm 4 →	Dec 13, 5:08 pm EST	PPG INDUSTRIES INCPPG	Glenn E Bost IISr. VP, Law, Compl & Spec Proj	4	$103.46	$379	802	—
Dec 12, 2018 AForm 4 →	Dec 13, 4:35 pm EST	PPG INDUSTRIES INCPPG	Vincent J MoralesSenior VP & CFO	2	$103.46	$235	507	—
Dec 12, 2018 AForm 4 →	Dec 13, 6:48 pm EST	MOODYS CORP /DE/MCO	Vincent A ForlenzaDirector	5	$148.43	$201	9	—
Dec 12, 2018 AForm 4 →	Dec 13, 4:59 pm EST	PPG INDUSTRIES INCPPG	Rebecca B. LiebertSr. VP, Automotive Coatings	0	$103.46	$27	74	—
Dec 11, 2018 MForm 4 →	Dec 13, 4:02 pm EST	KERYX BIOPHARMACEUTICALS INCKERX	BAUPOST GROUP LLC/MA +2Director, 10% Owner	—	—	—	0	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:03 pm EST	CODORUS VALLEY BANCORP INCCVLY	Timothy J NiemanGeneral Counsel	2,039	—	—	2,039	—
Dec 12, 2018 MForm 4 →	Dec 13, 4:05 pm EST	FAIR ISAAC CORPFICO	James M WehmannExecutive Vice President	13,499	—	—	0	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:10 pm EST	ORBCOMM Inc.ORBC	Michael W. FordEVP & Chief Financial Officer	33,149	—	—	0	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:10 pm EST	ORBCOMM Inc.ORBC	Marc EisenbergChief Executive Officer, Director	110,497	—	—	0	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:10 pm EST	ORBCOMM Inc.ORBC	Constantine MilcosSr. VP& CAO	5,525	—	—	2,763	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:10 pm EST	ORBCOMM Inc.ORBC	John J Stolte Jr.EVP, Technology & Operations	19,337	—	—	0	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:11 pm EST	Y-mAbs Therapeutics, Inc.YMAB	Steen LisbySr VP & CMO	20,000	—	—	20,000	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:11 pm EST	Y-mAbs Therapeutics, Inc.YMAB	Thomas GadPresident and Chairman, Director	107,500	—	—	107,500	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:11 pm EST	Y-mAbs Therapeutics, Inc.YMAB	Torben Lund-HansenSr VP & Head of Technical Oper	20,000	—	—	20,000	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:12 pm EST	Y-mAbs Therapeutics, Inc.YMAB	Bo KruseEVP, CFO, Secy & Treas., Director	107,500	—	—	107,500	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:12 pm EST	ORBCOMM Inc.ORBC	Craig MaloneEVP of Product Development	22,099	—	—	0	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:12 pm EST	ORBCOMM Inc.ORBC	Christian Le BrunEVP & General Counsel	22,099	—	—	0	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:12 pm EST	Y-mAbs Therapeutics, Inc.YMAB	Joris WilmsSr. VP and COO	20,000	—	—	20,000	—
Dec 11, 2018 MForm 4 →	Dec 13, 4:12 pm EST	Cloudera, Inc.CLDR	Jim FrankolaChief Financial Officer	122,334	—	—	52,083	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:13 pm EST	Y-mAbs Therapeutics, Inc.YMAB	Moller San Pedro Claus JuanChief Executive Officer, Director	211,500	—	—	211,500	—
Dec 11, 2018 MForm 4 →	Dec 13, 4:14 pm EST	Fidelity National Information Services, Inc.FIS	Kathleen T ThompsonCSVP, Chief Accounting Officer	9,506	—	—	0	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:15 pm EST	MERRIMACK PHARMACEUTICALS INCMACK	Daryl C DrummondHead of Research	45,000	—	—	45,000	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:16 pm EST	MERRIMACK PHARMACEUTICALS INCMACK	Jean M. FranchiChief Financial Officer	45,000	—	—	45,000	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:17 pm EST	MERRIMACK PHARMACEUTICALS INCMACK	Jeffrey A MunsieGeneral Counsel	45,000	—	—	45,000	—
Dec 11, 2018 CForm 4 →	Dec 13, 4:17 pm EST	Moderna, Inc.MRNA	Lorence H. KimChief Financial Officer	458	—	—	0	—
Dec 12, 2018 AForm 4 →	Dec 13, 4:18 pm EST	Hanesbrands Inc.HBI	Bobby J GriffinDirector	6,683	—	—	255,335	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:18 pm EST	MERRIMACK PHARMACEUTICALS INCMACK	Richard PetersPresident and CEO, Director	225,000	—	—	225,000	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:18 pm EST	Prothena Corp plcPRTA	Radhika TripuraneniChief Development Officer	35,000	—	—	35,000	—
Dec 12, 2018 AForm 4 →	Dec 13, 4:19 pm EST	Hanesbrands Inc.HBI	James C JohnsonDirector	6,683	—	—	130,151	—
Dec 11, 2018 CForm 4 →	Dec 13, 4:19 pm EST	Moderna, Inc.MRNA	Stephane BancelChief Executive Officer, Director	13,830,496	—	—	0	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:20 pm EST	MERRIMACK PHARMACEUTICALS INCMACK	Sergio L. SantillanaChief Medical Officer	45,000	—	—	45,000	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:20 pm EST	LOEWS CORPL	Marc A AlpertSr. VP, Gen. Coun. & Secy.	26	—	—	15,467	—
Dec 11, 2018 CForm 4 →	Dec 13, 4:20 pm EST	Moderna, Inc.MRNA	Noubar Afeyan +6Director, 10% Owner	47,343,020	—	—	0	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:21 pm EST	LOEWS CORPL	Ann E BermanDirector	9	—	—	1,960	—
Dec 12, 2018 AForm 4 →	Dec 13, 4:21 pm EST	Hanesbrands Inc.HBI	Robert F MoranDirector	6,683	—	—	24,956	—
Aug 10, 2018 XForm 4 →	Dec 13, 4:22 pm EST	Dolphin Entertainment, Inc.DLPN	Allan MayerDirector	33,894	—	—	196,585	—	late
Dec 12, 2018 AForm 4 →	Dec 13, 4:23 pm EST	Hanesbrands Inc.HBI	Richard A NollDirector	42,552	—	—	370,558	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:23 pm EST	LOEWS CORPL	Joseph L BowerDirector	6	—	—	1,960	—
Dec 11, 2018 CForm 4 →	Dec 13, 4:23 pm EST	Moderna, Inc.MRNA	Stephen BerensonDirector	22,798	—	—	0	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:24 pm EST	LOEWS CORPL	Charles D DavidsonDirector	3	—	—	1,960	—
Dec 11, 2018 CForm 4 →	Dec 13, 4:25 pm EST	Moderna, Inc.MRNA	Israel RuizDirector	4,559	—	—	0	—
Dec 12, 2018 AForm 4 →	Dec 13, 4:25 pm EST	Hanesbrands Inc.HBI	Ann Elizabeth ZieglerDirector	6,683	—	—	105,601	—
Dec 11, 2018 CForm 4 →	Dec 13, 4:25 pm EST	Moderna, Inc.MRNA	Paul SaganDirector	367,776	—	—	0	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:25 pm EST	LOEWS CORPL	Charles M DikerDirector	3	—	—	1,960	—
Dec 10, 2018 AForm 4 →	Dec 13, 4:26 pm EST	Fat Brands, IncFAT	James C NeuhauserDirector	15,000	—	—	30,000	—	late
Dec 11, 2018 CForm 4 →	Dec 13, 4:27 pm EST	Moderna, Inc.MRNA	Robert LangerDirector	4,559	—	—	0	—
Dec 11, 2018 MForm 4 →	Dec 13, 4:27 pm EST	FORESCOUT TECHNOLOGIES, INCFSCT	Christopher HarmsChief Financial Officer	7,957	—	—	1,482	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:27 pm EST	LOEWS CORPL	David B EdelsonSr. Vice President & CFO	36	—	—	15,467	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:28 pm EST	LOEWS CORPL	Paul J FribourgDirector	9	—	—	1,960	—
Dec 12, 2018 MForm 4 →	Dec 13, 4:28 pm EST	FORESCOUT TECHNOLOGIES, INCFSCT	T Kent ElliottDirector	30,453	—	—	100,179	—
Dec 10, 2018 AForm 4 →	Dec 13, 4:29 pm EST	Fat Brands, IncFAT	Silvia KesselDirector	15,000	—	—	30,000	—	late
Dec 11, 2018 AForm 4 →	Dec 13, 4:29 pm EST	LOEWS CORPL	Walter L HarrisDirector	3	—	—	1,960	—
Dec 11, 2018 CForm 4 →	Dec 13, 4:29 pm EST	Moderna, Inc.MRNA	Elizabeth G NabelDirector	13,679	—	—	0	—
Dec 12, 2018 MForm 4 →	Dec 13, 4:30 pm EST	LANTRONIX INCLTRX	Jeff BenckChief Executive Officer, Director	50,014	—	—	74,986	—
Dec 11, 2018 MForm 4 →	Dec 13, 4:30 pm EST	Anaplan, Inc.PLAN	David Ying Xian ChungSee Remarks	5,267	—	—	54,733	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:30 pm EST	LOEWS CORPL	Jacob A FrenkelDirector	3	—	—	1,960	—
Dec 12, 2018 DForm 4 →	Dec 13, 4:31 pm EST	KERYX BIOPHARMACEUTICALS INCKERX	Christine A. CarberryChief Operating Officer	422,500	—	—	0	—
Dec 12, 2018 DForm 4 →	Dec 13, 4:31 pm EST	KERYX BIOPHARMACEUTICALS INCKERX	Kevin J CameronDirector	290,000	—	—	0	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:31 pm EST	LOEWS CORPL	Philip A LaskawyDirector	9	—	—	1,960	—
Dec 11, 2018 CForm 4 →	Dec 13, 4:31 pm EST	Moderna, Inc.MRNA	Stephen HogePresident	458	—	—	0	—
Dec 12, 2018 MForm 4 →	Dec 13, 4:32 pm EST	HomeTrust Bancshares, Inc.HTBI	Tony J. VunCannonEVP, CFO and Treasurer	5,000	—	—	85,000	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:32 pm EST	LOEWS CORPL	Susan PetersDirector	3	—	—	1,960	—
Dec 12, 2018 DForm 4 →	Dec 13, 4:33 pm EST	KERYX BIOPHARMACEUTICALS INCKERX	John F. NeylanChief Medical Officer	772,500	—	—	0	—
Dec 10, 2018 AForm 4 →	Dec 13, 4:33 pm EST	Fat Brands, IncFAT	Edward H RensiDirector	15,000	—	—	30,000	—	late
Dec 10, 2018 AForm 4 →	Dec 13, 4:33 pm EST	Fat Brands, IncFAT	Jeff LotmanDirector	15,000	—	—	30,000	—	late
Dec 11, 2018 AForm 4 →	Dec 13, 4:34 pm EST	LOEWS CORPL	Mark S SchwartzVP & Chief Accounting Officer	36	—	—	9,450	—
Dec 12, 2018 DForm 4 →	Dec 13, 4:35 pm EST	KERYX BIOPHARMACEUTICALS INCKERX	Steven C GilmanDirector	140,000	—	—	0	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:35 pm EST	LOEWS CORPL	Richard Waldo ScottSVP & Chief Investment Officer	36	—	—	15,467	—
Dec 12, 2018 DForm 4 →	Dec 13, 4:35 pm EST	KERYX BIOPHARMACEUTICALS INCKERX	Michael Thomas HeffernanDirector	110,000	—	—	0	—
Dec 12, 2018 ACMForm 4 →	Dec 13, 4:36 pm EST	VEEVA SYSTEMS INCVEEV	Timothy S CabralChief Financial Officer	75,000	—	—	30,000	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:36 pm EST	LOEWS CORPL	Kenneth I SiegelSenior Vice President	36	—	—	15,467	—
Dec 12, 2018 DForm 4 →	Dec 13, 4:36 pm EST	KERYX BIOPHARMACEUTICALS INCKERX	Daniel Paul ReganDirector	200,000	—	—	0	—
Dec 12, 2018 DForm 4 →	Dec 13, 4:37 pm EST	KERYX BIOPHARMACEUTICALS INCKERX	Jodie Pope MorrisonInterim CEO, Director	110,000	—	—	0	—
Dec 12, 2018 DForm 4 →	Dec 13, 4:37 pm EST	KERYX BIOPHARMACEUTICALS INCKERX	Scott A HolmesChief Financial Officer	902,500	—	—	0	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:37 pm EST	LOEWS CORPL	Andrew H TischCo-Ch. of Bd/Off. Pres./Ch. EC, Director	45	—	—	19,606	—
Dec 12, 2018 MForm 4 →	Dec 13, 4:37 pm EST	Zendesk, Inc.ZEN	John GeschkeCLO and SVP Administration	7,000	—	—	35,500	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:38 pm EST	Minerva Neurosciences, Inc.NERV	Frederick W AhlholmSVP, Chief Accounting Officer	120,000	—	—	120,000	—
Dec 12, 2018 DForm 4 →	Dec 13, 4:39 pm EST	KERYX BIOPHARMACEUTICALS INCKERX	Mark J EnyedyDirector	80,000	—	—	0	—
Dec 12, 2018 MForm 4 →	Dec 13, 4:39 pm EST	MACROGENICS INCMGNX	Eric Blasius RisserSr VP & Chief Business Officer	5,000	—	—	4,497	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:40 pm EST	LOEWS CORPL	Jonathan M TischCo-Ch. of Bd/Off. of the Pres., Director	45	—	—	19,606	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:40 pm EST	Minerva Neurosciences, Inc.NERV	Michael DavidsonChief Medical Officer	175,000	—	—	175,000	—
Dec 12, 2018 DForm 4 →	Dec 13, 4:40 pm EST	KERYX BIOPHARMACEUTICALS INCKERX	Michael W RogersDirector	140,000	—	—	0	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:40 pm EST	Minerva Neurosciences, Inc.NERV	Remy LuthringerCEO, Director	410,000	—	—	410,000	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:41 pm EST	LOEWS CORPL	James S TischPres.&Chief Exec. Officer, Director	45	—	—	19,606	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:41 pm EST	Minerva Neurosciences, Inc.NERV	Geoff RaceEVP, CFO & CBO	175,000	—	—	175,000	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:42 pm EST	Minerva Neurosciences, Inc.NERV	Joseph H. ReillySVP & Chief Operating Officer	120,000	—	—	120,000	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:42 pm EST	LOEWS CORPL	Anthony WeltersDirector	6	—	—	1,960	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:43 pm EST	Minerva Neurosciences, Inc.NERV	Richard E. RussellPresident	260,000	—	—	260,000	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:44 pm EST	Minerva Neurosciences, Inc.NERV	Jay SaoudSVP and Head of R&D	96,000	—	—	96,000	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:45 pm EST	Minerva Neurosciences, Inc.NERV	Devin Whittemore SmithSVP and General Counsel	120,000	—	—	120,000	—
Dec 12, 2018 MForm 4 →	Dec 13, 4:48 pm EST	ALAMO GROUP INCALG	Dan Edward MaloneExecutive VP & CFO	1,550	—	—	3,200	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:48 pm EST	JOHNSON & JOHNSONJNJ	A. Eugene WashingtonDirector	307	—	—	17,601	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:49 pm EST	COOPER COMPANIES INCCOO	Brian G AndrewsSVP, CFO & Treasurer	18,118	—	—	18,118	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:51 pm EST	COOPER COMPANIES INCCOO	Robert D AuerbachPresident, CSI	10,199	—	—	1,963	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:53 pm EST	COOPER COMPANIES INCCOO	Randal GoldenVP, General Counsel & Sec.	6,629	—	—	1,276	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:53 pm EST	JOHNSON & JOHNSONJNJ	Ronald A WilliamsDirector	350	—	—	18,959	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:54 pm EST	COOPER COMPANIES INCCOO	Daniel G McBrideEVP, COO & Pres-CooperVision	32,943	—	—	32,943	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:55 pm EST	COOPER COMPANIES INCCOO	Agostino RicupatiSVP, Fin & Tax; Chief Actg Off	6,629	—	—	1,276	—
Dec 11, 2018 MForm 4 →	Dec 13, 4:56 pm EST	Yext, Inc.YEXT	Tom Christopher DixonChief Technology Officer	5,000	—	—	171,254	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:58 pm EST	COOPER COMPANIES INCCOO	Holly R SheffieldEVP, CSO	15,297	—	—	2,944	—
Dec 11, 2018 AForm 4 →	Dec 13, 4:59 pm EST	COOPER COMPANIES INCCOO	Albert G White IIIPresident & CEO, Director	90,592	—	—	90,592	—
Dec 11, 2018 MForm 4 →	Dec 13, 5:04 pm EST	NATURAL RESOURCE PARTNERS LPNRP	Perry W DonahooCEO of VantaCore	6,746	—	—	0	—
Dec 11, 2018 AForm 4 →	Dec 13, 5:04 pm EST	COTT CORP /CN/COT	Jason R AusherChief Accounting Officer	12,593	—	—	12,593	—
Dec 11, 2018 MForm 4 →	Dec 13, 5:05 pm EST	ILLINOIS TOOL WORKS INCITW	Michael M LarsenSVP & CFO	58,736	—	—	0	—
Dec 11, 2018 MForm 4 →	Dec 13, 5:06 pm EST	DENNYS CORPDENN	F Mark WolfingerEVP, Chief Admin Officer & CFO, Director	7,500	—	—	15,000	—
Dec 10, 2018 AForm 4 →	Dec 13, 5:07 pm EST	Fat Brands, IncFAT	John Squire JungerDirector	15,000	—	—	30,000	—	late
Dec 11, 2018 AForm 4 →	Dec 13, 5:08 pm EST	COTT CORP /CN/COT	Marni Morgan PoeVP, Gen Counsel & Secretary	65,298	—	—	65,298	—
Dec 11, 2018 AForm 4 →	Dec 13, 5:10 pm EST	COTT CORP /CN/COT	Jay WellsCFO	83,955	—	—	83,955	—
Dec 11, 2018 AForm 4 →	Dec 13, 5:12 pm EST	COTT CORP /CN/COT	Thomas HarringtonCEO - DS Services	214,552	—	—	214,552	—
Dec 11, 2018 AForm 4 →	Dec 13, 5:14 pm EST	COTT CORP /CN/COT	Jeremy S G FowdenChief Executive Officer, Director	141,853	—	—	141,853	—
Dec 13, 2018 DForm 4 →	Dec 13, 5:16 pm EST	DATAWATCH CORPDWCH	Michael Anthony MorrisonPresident & CEO, Director	75,000	—	—	0	—
Dec 12, 2018 MForm 4 →	Dec 13, 5:16 pm EST	MICRON TECHNOLOGY INCMU	Joel L PoppenSVP, Legal Affairs, General	50,000	—	—	0	—
Dec 13, 2018 MForm 4 →	Dec 13, 5:17 pm EST	BSB Bancorp, Inc.BLMT	Carroll M Lowenstein Jr.Executive Vice President	18,346	—	—	0	—
Dec 11, 2018 MForm 4 →	Dec 13, 5:17 pm EST	Northwest Natural Holding CoNWN	Lori L RussellVP, Utility Services	1,200	—	—	0	—
Dec 12, 2018 CForm 4 →	Dec 13, 5:19 pm EST	Goosehead Insurance, Inc.GSHD	Mark & Robyn Jones Descendants Trust 201410% Owner	8,957	—	—	13,367,817	—
Dec 12, 2018 CForm 4 →	Dec 13, 5:20 pm EST	Goosehead Insurance, Inc.GSHD	Mark Evan JonesCEO, Director, 10% Owner	8,957	—	—	15,154,221	—
Dec 12, 2018 CForm 4 →	Dec 13, 5:21 pm EST	Goosehead Insurance, Inc.GSHD	Robyn Mary Elizabeth JonesDirector, 10% Owner	8,957	—	—	15,154,221	—
Dec 12, 2018 MForm 4 →	Dec 13, 5:21 pm EST	PROOFPOINT INCPFPT	Gary SteeleChief Executive Officer, Director	50,000	—	—	88,015	—
Dec 11, 2018 AForm 4 →	Dec 13, 5:22 pm EST	Terra Tech Corp.TRTC	Alan David GladstoneDirector	600,000	—	—	820,584	—
Dec 11, 2018 AForm 4 →	Dec 13, 5:23 pm EST	Terra Tech Corp.TRTC	Michael C JamesChief Financial Officer	1,200,000	—	—	1,683,333	—
Dec 11, 2018 AForm 4 →	Dec 13, 5:24 pm EST	Terra Tech Corp.TRTC	Michael NahassPres., COO, Sec. and Treas., Director	1,500,000	—	—	2,201,676	—
Dec 11, 2018 AForm 4 →	Dec 13, 5:25 pm EST	Terra Tech Corp.TRTC	Derek PetersonChief Executive Officer, Director	1,500,000	—	—	2,215,000	—
Dec 11, 2018 AForm 4 →	Dec 13, 5:26 pm EST	Terra Tech Corp.TRTC	Steven J RossDirector	300,000	—	—	483,083	—
Dec 11, 2018 AForm 4 →	Dec 13, 5:26 pm EST	UNITED NATURAL FOODS INCUNFI	Danielle BenedictChief Human Resource Officer	5,862	—	—	5,862	—
Dec 11, 2018 MForm 4 →	Dec 13, 5:26 pm EST	WELLTOWER INC.WELL	Mercedes KerrEVP-Business Development	4,342	—	—	0	—
Dec 11, 2018 AForm 4 →	Dec 13, 5:26 pm EST	UNITED NATURAL FOODS INCUNFI	Paul Scott GreenChief Supply Chain Officer	1,694	—	—	1,694	—
Dec 11, 2018 AForm 4 →	Dec 13, 5:27 pm EST	UNITED NATURAL FOODS INCUNFI	Eric A. DorneSVP, CAIO	4,236	—	—	4,236	—
Dec 11, 2018 AForm 4 →	Dec 13, 5:27 pm EST	UNITED NATURAL FOODS INCUNFI	Sean GriffinSVP, Strat. Adv. & Int. Lead	87,538	—	—	87,538	—
Dec 12, 2018 MForm 4 →	Dec 13, 5:27 pm EST	NovoCure LtdNVCR	Pritesh ShahChief Commercial Officer	38,781	—	—	34,764	—
Dec 11, 2018 MForm 4 →	Dec 13, 5:28 pm EST	TETRA TECH INCTTEK	Kimberly E RitrieviDirector	8,000	—	—	0	—
Dec 11, 2018 AForm 4 →	Dec 13, 5:28 pm EST	UNITED NATURAL FOODS INCUNFI	Steven SpinnerPresident, CEO & Chairman, Director	67,357	—	—	67,357	—
Dec 11, 2018 AForm 4 →	Dec 13, 5:29 pm EST	UNITED NATURAL FOODS INCUNFI	Michael Paul ZechmeisterSVP, CFO and Treasurer	13,664	—	—	13,664	—
Dec 11, 2018 AForm 4 →	Dec 13, 5:29 pm EST	UNITED NATURAL FOODS INCUNFI	Jill SuttonSVP, General Counsel, Sec.	3,671	—	—	3,671	—
Dec 11, 2018 AForm 4 →	Dec 13, 5:30 pm EST	COTT CORP /CN/COT	Charles R. HinsonCEO- S&D Coffee and Tea	69,962	—	—	69,962	—
Dec 12, 2018 MForm 4 →	Dec 13, 5:40 pm EST	Mueller Water Products, Inc.MWA	Michael T TokarzDirector	9,546	—	—	0	—
Dec 11, 2018 AForm 4 →	Dec 13, 5:46 pm EST	Ellington Financial LLCEFC	Chris SmernoffChief Accounting Officer	6,782	—	—	6,782	—
Dec 11, 2018 AForm 4 →	Dec 13, 5:46 pm EST	Ellington Financial LLCEFC	John HerlihyChief Financial Officer	10,601	—	—	10,601	—
Dec 11, 2018 MForm 4 →	Dec 13, 5:47 pm EST	FASTENAL COFAST	Charles S. MillerExecutive Vice President	3,750	—	—	0	—
Dec 11, 2018 AForm 4 →	Dec 13, 5:55 pm EST	C&J Energy Services, Inc.CJ	Everett Michael HobbsChief Operating Officer	61,483	—	—	128,561	—
Dec 12, 2018 MForm 4 →	Dec 13, 5:55 pm EST	NATIONAL FUEL GAS CONFG	David F SmithDirector	150,000	—	—	0	—
Dec 11, 2018 AForm 4 →	Dec 13, 5:58 pm EST	C&J Energy Services, Inc.CJ	Donald Jeffrey GawickSee Remarks, Director	281,250	—	—	452,183	—
Dec 12, 2018 AForm 4 →	Dec 13, 5:58 pm EST	REDWOOD TRUST INCRWT	Christopher J AbateChief Executive Officer, Director	77,255	—	—	77,255	—
Dec 11, 2018 AForm 4 →	Dec 13, 6:03 pm EST	C&J Energy Services, Inc.CJ	Danielle E. HunterSee Remarks	57,886	—	—	99,921	—
Dec 11, 2018 AForm 4 →	Dec 13, 6:03 pm EST	C&J Energy Services, Inc.CJ	Michael S GalvanSee Remarks	12,140	—	—	12,140	—
Dec 12, 2018 AForm 4 →	Dec 13, 6:05 pm EST	REDWOOD TRUST INCRWT	Dashiell I RobinsonPresident	61,804	—	—	61,804	—
Dec 11, 2018 AForm 4 →	Dec 13, 6:06 pm EST	C&J Energy Services, Inc.CJ	Patrick BixenmanSee Remarks	34,013	—	—	72,869	—
Dec 11, 2018 AForm 4 →	Dec 13, 6:07 pm EST	C&J Energy Services, Inc.CJ	Sterling RenshawSee Remarks	36,629	—	—	47,376	—
Dec 11, 2018 AForm 4 →	Dec 13, 6:07 pm EST	C&J Energy Services, Inc.CJ	William D. DriverSee Remarks	38,198	—	—	38,494	—
Dec 11, 2018 AForm 4 →	Dec 13, 6:09 pm EST	C&J Energy Services, Inc.CJ	Jan Kees van GaalenChief Financial Officer	81,106	—	—	81,106	—
Dec 12, 2018 AForm 4 →	Dec 13, 6:11 pm EST	REDWOOD TRUST INCRWT	Andrew P StoneGeneral Counsel	29,357	—	—	29,357	—
Dec 11, 2018 AForm 4 →	Dec 13, 6:12 pm EST	C&J Energy Services, Inc.CJ	Ed KepplerSee Remarks	41,861	—	—	68,556	—
Dec 12, 2018 AForm 4 →	Dec 13, 6:15 pm EST	REDWOOD TRUST INCRWT	Collin L. CochraneChief Financial Officer	24,721	—	—	24,721	—
Dec 11, 2018 AForm 4 →	Dec 13, 6:18 pm EST	ILLUMINA INCILMN	Charles DadswellSr VP & General Counsel	4,561	—	—	4,561	—
Dec 12, 2018 AForm 4 →	Dec 13, 6:19 pm EST	REDWOOD TRUST INCRWT	Shoshone (Bo) SternChief Investment Officer	26,266	—	—	26,266	—
Dec 11, 2018 AForm 4 →	Dec 13, 6:21 pm EST	ILLUMINA INCILMN	Malcolm Garret HamptonEVP Clinical Genomics Group	5,701	—	—	5,701	—
Dec 12, 2018 MForm 4 →	Dec 13, 6:22 pm EST	ENTERGY CORP /DE/ETR	Marcus V BrownEVP & General Counsel	28,200	—	—	35,000	—
Dec 11, 2018 AForm 4 →	Dec 13, 6:22 pm EST	ILLUMINA INCILMN	Aimee L HoytSVP, Chief People Officer	3,421	—	—	3,421	—
Dec 12, 2018 MForm 4 →	Dec 13, 6:23 pm EST	ENTERGY CORP /DE/ETR	Haley FisackerlyOther	2,533	—	—	5,067	—
Dec 11, 2018 AForm 4 →	Dec 13, 6:24 pm EST	ILLUMINA INCILMN	Karen K McGinnisVP, Chief Accounting Officer	913	—	—	913	—
Dec 11, 2018 MForm 4 →	Dec 13, 6:24 pm EST	GENOMIC HEALTH INCGHDX	G Bradley ColeCFO	15,000	—	—	46,424	—
Dec 12, 2018 MForm 4 →	Dec 13, 6:24 pm EST	ENTERGY CORP /DE/ETR	Paul D HinnenkampEVP & Chief Operating Officer	5,000	—	—	0	—
Dec 11, 2018 MForm 4 →	Dec 13, 6:25 pm EST	GENOMIC HEALTH INCGHDX	Ginger L GrahamDirector	24,750	—	—	0	—
Dec 12, 2018 AForm 4 →	Dec 13, 6:25 pm EST	REDWOOD TRUST INCRWT	Garnet W KanouseManaging Director	30,902	—	—	30,902	—
Dec 11, 2018 AForm 4 →	Dec 13, 6:30 pm EST	ILLUMINA INCILMN	Omead OstadanEVP Ops, Products, Strategy	7,982	—	—	7,982	—
Dec 11, 2018 CForm 4 →	Dec 13, 6:30 pm EST	Synthorx, Inc.THOR	RA CAPITAL MANAGEMENT, LLC +110% Owner	8,298,233	—	—	0	—
Dec 11, 2018 CForm 4 →	Dec 13, 6:30 pm EST	Synthorx, Inc.THOR	Avalon Ventures X, L.P. +110% Owner	9,129,869	—	—	0	—
Dec 12, 2018 MForm 4 →	Dec 13, 6:30 pm EST	Alkermes plc.ALKS	David W AnsticeDirector	20,000	—	—	0	—
Dec 11, 2018 CForm 4 →	Dec 13, 6:31 pm EST	Synthorx, Inc.THOR	Peter KolchinskyDirector, 10% Owner	8,298,233	—	—	0	—
Dec 12, 2018 AForm 4 →	Dec 13, 6:31 pm EST	REDWOOD TRUST INCRWT	Sasha G. MacomberChief Human Resource Officer	7,725	—	—	7,725	—
Dec 11, 2018 AForm 4 →	Dec 13, 6:31 pm EST	ILLUMINA INCILMN	Mostafa RonaghiSr VP & CTO	4,561	—	—	4,561	—
Dec 11, 2018 CForm 4 →	Dec 13, 6:33 pm EST	Synthorx, Inc.THOR	ORBIMED ADVISORS LLC +1Director, 10% Owner	6,333,206	—	—	0	—
Dec 11, 2018 AForm 4 →	Dec 13, 6:34 pm EST	ILLUMINA INCILMN	Samer Abdul SamadSr. VP and CFO	4,561	—	—	4,561	—
Dec 11, 2018 CForm 4 →	Dec 13, 6:35 pm EST	Synthorx, Inc.THOR	Jay LichterDirector, 10% Owner	9,129,869	—	—	0	—
Dec 11, 2018 AForm 4 →	Dec 13, 6:35 pm EST	ILLUMINA INCILMN	Mark Van OeneSVP Chief Commercial Officer	5,131	—	—	5,131	—
Dec 11, 2018 CForm 4 →	Dec 13, 6:36 pm EST	Synthorx, Inc.THOR	Tighe ReardonActing Chief Financial Officer	1,821,156	—	—	0	—
Dec 11, 2018 AForm 4 →	Dec 13, 6:37 pm EST	ILLUMINA INCILMN	Francis A deSouzaPresident and CEO, Director	19,383	—	—	19,383	—
Dec 11, 2018 CForm 4 →	Dec 13, 6:37 pm EST	Synthorx, Inc.THOR	Peter A. ThompsonDirector, 10% Owner	6,333,206	—	—	0	—
Dec 12, 2018 AForm 4 →	Dec 13, 6:38 pm EST	Akebia Therapeutics, Inc.AKBA	Michael Thomas HeffernanDirector	66,174	—	—	25,000	—
Dec 12, 2018 AForm 4 →	Dec 13, 6:39 pm EST	Akebia Therapeutics, Inc.AKBA	Adrian AdamsDirector	25,000	—	—	25,000	—
Dec 12, 2018 AForm 4 →	Dec 13, 6:39 pm EST	Akebia Therapeutics, Inc.AKBA	Mark J EnyedyDirector	54,945	—	—	25,000	—
Dec 12, 2018 AForm 4 →	Dec 13, 6:40 pm EST	Akebia Therapeutics, Inc.AKBA	Steven C GilmanDirector	77,403	—	—	25,000	—
Dec 11, 2018 MForm 4 →	Dec 13, 6:41 pm EST	EVERBRIDGE, INC.EVBG	Robert W HughesPresident, Go-to-Market	15,625	—	—	93,750	—
Dec 13, 2018 MForm 4 →	Dec 13, 6:43 pm EST	SALESFORCE COM INCCRM	Keith Blockco-CEO, Director	2,160	—	—	4,296	—
Dec 12, 2018 AForm 4 →	Dec 13, 6:44 pm EST	Akebia Therapeutics, Inc.AKBA	Michael W RogersDirector	77,403	—	—	25,000	—
Dec 12, 2018 AForm 4 →	Dec 13, 6:44 pm EST	Akebia Therapeutics, Inc.AKBA	Jodie Pope MorrisonDirector	66,174	—	—	25,000	—
Dec 12, 2018 AForm 4 →	Dec 13, 6:51 pm EST	MOODYS CORP /DE/MCO	Bruce Van SaunDirector	3	—	—	11	—
Dec 6, 2018 AForm 4 →	Dec 13, 6:57 pm EST	Mirati Therapeutics, Inc.MRTX	Maria E MartinezDirector	25,000	—	—	25,000	—	late
Dec 10, 2018 AForm 4 →	Dec 13, 7:20 pm EST	BODY & MIND INC.BAMM	Darren TindaleChief Financial Officer	250,000	—	—	450,000	—	late
Dec 12, 2019 AForm 4 →	Dec 13, 2018, 7:25 pm EST	ARGAN INCAGX	William F. LeimkuhlerDirector	10,000	—	—	70,000	—
Dec 10, 2018 AForm 4 →	Dec 13, 7:26 pm EST	BODY & MIND INC.BAMM	Dong Hyun ShimDirector	250,000	—	—	450,000	—	late
Dec 12, 2018 AForm 4 →	Dec 13, 7:26 pm EST	ARGAN INCAGX	Cynthia FlandersDirector	10,000	—	—	57,000	—
Dec 12, 2018 MForm 4 →	Dec 13, 7:30 pm EST	TANDEM DIABETES CARE INCTNDM	Brian B HansenEVP & CHIEF COMMERCIAL OFFICER	25,000	—	—	75,000	—
Dec 6, 2018 MForm 4/A →	Dec 13, 7:30 pm EST	TANDEM DIABETES CARE INCTNDM	David B BergerEVP, GEN. COUNSEL & SECRETARY	10,000	—	—	70,000	—
Dec 11, 2018 AForm 4 →	Dec 13, 7:31 pm EST	C&J Energy Services, Inc.CJ	Tim WallacePresident - Strategic Planning	38,198	—	—	61,943	—
Dec 11, 2018 MForm 4 →	Dec 13, 7:34 pm EST	ZYNGA INCZNGA	Matthew S BrombergChief Operating Officer	33,500	—	—	4,899,500	—
Dec 10, 2018 AForm 4 →	Dec 13, 7:40 pm EST	BODY & MIND INC.BAMM	Leonard CloughCEO and President, Director	250,000	—	—	450,000	—	late
Dec 10, 2018 AForm 4 →	Dec 13, 7:47 pm EST	BODY & MIND INC.BAMM	Robert HasmanDirector, 10% Owner	250,000	—	—	1,250,000	—	late
Dec 11, 2018 AForm 4 →	Dec 13, 8:17 pm EST	NAVISTAR INTERNATIONAL CORPNAV	Mark H Rachesky M.D.Director, 10% Owner	5,000	—	—	5,000	—
Dec 11, 2018 AForm 4 →	Dec 13, 8:18 pm EST	NAVISTAR INTERNATIONAL CORPNAV	Raymond T. MillerDirector	5,000	—	—	5,000	—
Dec 11, 2018 MForm 4 →	Dec 13, 8:19 pm EST	DOCUSIGN INCDOCU	William Neil HudspithPresident, Worldwide Field Ops	37,500	—	—	713,772	—
Dec 12, 2018 MForm 4 →	Dec 13, 8:42 pm EST	INTER PARFUMS INCIPAR	Torres Robert BensoussanDirector	1,000	—	—	250	—
Apr 19, 2018 AForm 4 →	Dec 13, 8:47 pm EST	Rise Gold Corp.RYES	John David AndersonDirector	250,000	—	—	250,000	—	late
Dec 11, 2018 AForm 4 →	Dec 13, 9:02 pm EST	Waitr Holdings Inc.WTRH	Sonny MayugbaChief Marketing Officer	39,964	—	—	39,964	—
Dec 11, 2018 AForm 4 →	Dec 13, 9:04 pm EST	Waitr Holdings Inc.WTRH	Addison KillebrewChief Innovation Officer	35,524	—	—	35,524	—
Dec 11, 2018 AForm 4 →	Dec 13, 9:05 pm EST	Waitr Holdings Inc.WTRH	David Christopher PringleCFO and Secretary	74,600	—	—	74,600	—
Dec 11, 2018 AForm 4 →	Dec 13, 9:06 pm EST	Waitr Holdings Inc.WTRH	Manuel RiveroChief Architect	50,000	—	—	50,000	—
Dec 11, 2018 AForm 4 →	Dec 13, 9:09 pm EST	Waitr Holdings Inc.WTRH	Joseph StoughPresident and COO	76,377	—	—	76,377	—
Dec 11, 2018 AForm 4 →	Dec 13, 9:10 pm EST	Waitr Holdings Inc.WTRH	Travis BoudreauxSee Remarks	50,000	—	—	50,000	—
Dec 13, 2018 MForm 4 →	Dec 14, 9:52 am EST	LOEWS CORPL	Joseph L BowerDirector	1,500	—	—	0	—
Dec 12, 2018 AForm 4 →	Dec 14, 10:29 am EST	DEERE & CODE	Samuel R AllenChairman & CEO	67,972	—	—	67,972	—
Nov 7, 2018 AForm 4 →	Dec 14, 10:41 am EST	Nova Lifestyle, Inc.NVFY	Huy P LaDirector	100,000	—	—	100,000	—	late
Dec 12, 2018 AForm 4 →	Dec 14, 10:42 am EST	DEERE & CODE	James M. FieldPres., C & F Division	13,370	—	—	13,370	—
Dec 12, 2018 MForm 4 →	Dec 14, 10:53 am EST	RAYMOND JAMES FINANCIAL INCRJF	Jeffrey E TrocinCo-Pres-GlobEq&Inv Banking-RJA	2,074	—	—	10,426	—
Dec 12, 2018 AForm 4 →	Dec 14, 10:56 am EST	DEERE & CODE	Jean H GillesSenior Vice President	11,626	—	—	11,626	—
Nov 7, 2018 AForm 4 →	Dec 14, 10:58 am EST	Nova Lifestyle, Inc.NVFY	Bin LiuDirector	100,000	—	—	100,000	—	late
Nov 7, 2018 AForm 4 →	Dec 14, 11:02 am EST	Nova Lifestyle, Inc.NVFY	Umesh PatelDirector	100,000	—	—	100,000	—	late
Dec 12, 2018 AForm 4 →	Dec 14, 11:07 am EST	DEERE & CODE	Marc A HowzeSR VP & Chief Admin Officer	13,370	—	—	13,370	—
Dec 12, 2018 AForm 4 →	Dec 14, 11:12 am EST	DEERE & CODE	John C May IIPresident, Ag & Turf, Am & Aus	13,952	—	—	13,952	—
Dec 12, 2018 AForm 4 →	Dec 14, 11:24 am EST	DEERE & CODE	Mary K.W. JonesSR VP & General Counsel	12,789	—	—	12,789	—
Dec 12, 2018 AForm 4 →	Dec 14, 11:24 am EST	DEERE & CODE	Cory J ReedPresident, Ag & Turf, Am & Aus	13,370	—	—	13,370	—
Dec 12, 2018 AForm 4 →	Dec 14, 11:39 am EST	DEERE & CODE	Markwart von PentzPres,Ag&TurfDiv.CIS,Asia,Afr.	13,952	—	—	13,952	—
Dec 12, 2018 AForm 4 →	Dec 14, 11:43 am EST	DEERE & CODE	Rajesh KalathurSR VP, CFO & CIO	13,370	—	—	13,370	—
Dec 12, 2018 MForm 4 →	Dec 14, 11:59 am EST	Northfield Bancorp, Inc.NFBK	John P Connors Jr.Director	20,000	—	—	27,220	—
Dec 13, 2018 GForm 4 →	Dec 14, 12:09 pm EST	Prologis, Inc.PLD	Philip L HawkinsDirector	800	—	—	543,087	—
Dec 13, 2018 DForm 4 →	Dec 14, 12:10 pm EST	SHENANDOAH TELECOMMUNICATIONS CO/VA/SHEN	James F WoodwardSr VP-Finance & CFO	890	—	—	16,805	—
Dec 12, 2018 AForm 4 →	Dec 14, 1:50 pm EST	COMMUNICATIONS SYSTEMS INCJCS	Steven WebsterDirector	2,500	—	—	2,500	—
Dec 12, 2018 AForm 4 →	Dec 14, 1:58 pm EST	COMMUNICATIONS SYSTEMS INCJCS	Randall D SampsonDirector	2,500	—	—	2,500	—
Dec 12, 2018 AForm 4 →	Dec 14, 2:07 pm EST	COMMUNICATIONS SYSTEMS INCJCS	Curtis A SampsonDirector	2,500	—	—	2,500	—
Dec 6, 2018 MForm 4 →	Dec 14, 2:09 pm EST	TriState Capital Holdings, Inc.TSC	E.H. DewhurstDirector	6,000	—	—	0	—	late
Dec 12, 2018 AForm 4 →	Dec 14, 2:12 pm EST	COMMUNICATIONS SYSTEMS INCJCS	Richard A PrimuthDirector	2,500	—	—	2,500	—
Dec 13, 2018 MForm 4 →	Dec 14, 2:15 pm EST	WELLS FARGO & COMPANY/MNWFC	Donald M JamesDirector	2,670	—	—	0	—
Dec 12, 2018 AForm 4 →	Dec 14, 2:19 pm EST	COMMUNICATIONS SYSTEMS INCJCS	Roger HD LaceyDirector	2,500	—	—	2,500	—
Dec 13, 2018 MForm 4 →	Dec 14, 2:29 pm EST	NOVAGOLD RESOURCES INCNG	Gregory A. LangPresident and CEO, Director	150,000	—	—	350,000	—
Dec 12, 2018 MForm 4 →	Dec 14, 2:44 pm EST	BIOMARIN PHARMACEUTICAL INCBMRN	Jean Jacques BienaimeChief Executive Officer, Director	2,000	—	—	2,000	—
Dec 13, 2018 MForm 4 →	Dec 14, 2:50 pm EST	VISTA GOLD CORPVGZ	Frederick Hume EarnestPresident and CEO, Director	150,000	—	—	0	—
Dec 13, 2018 MForm 4 →	Dec 14, 2:58 pm EST	VISTA GOLD CORPVGZ	John F EngeleSenior VP - CFO	112,500	—	—	0	—
Dec 12, 2018 AForm 4 →	Dec 14, 3:15 pm EST	National Western Life Group, Inc.NWLI	David D RamseyNWLIC - SVP Chief Actuary	361	—	—	289	—
Dec 12, 2018 MForm 4 →	Dec 14, 3:23 pm EST	CytomX Therapeutics, Inc.CTMX	Debanjan RayChief Financial Officer	3,000	—	—	7,220	—
Dec 14, 2018 MForm 4 →	Dec 14, 3:32 pm EST	Metropolitan Bank Holding Corp.MCB	Mark R DeFazioPresident and CEO, Director	10,000	—	—	0	—
Dec 12, 2018 AMForm 4 →	Dec 14, 3:38 pm EST	National Western Life Group, Inc.NWLI	David S BooneDirector	361	—	—	163	—
Dec 12, 2018 AForm 4 →	Dec 14, 3:48 pm EST	National Western Life Group, Inc.NWLI	Gregory J OwenOther	335	—	—	268	—
Dec 12, 2018 AForm 4 →	Dec 14, 3:55 pm EST	National Western Life Group, Inc.NWLI	Carlos A MartinezNWLIC Sr VP - Intl Mktg	195	—	—	156	—
Dec 12, 2018 MForm 4 →	Dec 14, 3:58 pm EST	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Debashis ChatterjeePresident Global Delivery	297	—	—	2,969	—
Dec 12, 2018 ADForm 4 →	Dec 14, 3:58 pm EST	SYNOPSYS INCSNPS	Trac PhamCFO	70,109	—	—	8,907	—
Dec 12, 2018 ADForm 4 →	Dec 14, 3:59 pm EST	SYNOPSYS INCSNPS	John F Runkel Jr.General Counsel &	26,688	—	—	3,314	—
Dec 12, 2018 MForm 4 →	Dec 14, 3:59 pm EST	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Ramakrishna Prasad ChintamaneniPresident Global Inds. & Cnslt	3,091	—	—	8,786	—
Dec 12, 2018 ADForm 4 →	Dec 14, 3:59 pm EST	SYNOPSYS INCSNPS	Aart De GeusChairman of the Board & Co-CEO, Director	135,720	—	—	18,644	—
Dec 12, 2018 ADForm 4 →	Dec 14, 3:59 pm EST	SYNOPSYS INCSNPS	Chi-Foon ChanCo-CEO & President, Director	135,720	—	—	18,644	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.