SEC Form 4 · accession 0001493152-18-017445
Fat Brands, Inc · FAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Silvia Kessel
Director
Period of report
Dec 10, 2018
Accepted (ET)
Dec 13, 2018 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001705012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Dec 10, 2018 | P | 2,783 | $5.39 | A | 12,226 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $5.39 | Dec 10, 2018 | A | 15,000 | A | Dec 10, 2019 | Dec 10, 2028 | Common Stock | 15,000 | 30,000 | D |