SEC Form 4 · accession 0001127602-18-036207
Fidelity National Information Services, Inc. · FIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen T Thompson
Officer — CSVP, Chief Accounting Officer
Period of report
Dec 11, 2018
Accepted (ET)
Dec 13, 2018 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136893
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 11, 2018 | M | 1,024 | $34.33 | A | 8,917 | D | |
| Common Stock | Dec 11, 2018 | S | 1,024 | $107.209 | D | 7,893 | D | |
| Common Stock | Dec 12, 2018 | M | 8,482 | $48.75 | A | 16,375 | D | |
| Common StockF1 | Dec 12, 2018 | S | 8,482 | $106.862 | D | 7,893 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $34.33 | Dec 11, 2018 | M | 1,024 | D | Nov 8, 2015 | Nov 8, 2019 | Common Stock | 1,024 | 0 | D |
| Stock Option (Right to Buy) | $48.75 | Dec 12, 2018 | M | 8,482 | D | Oct 31, 2016 | Oct 31, 2020 | Common Stock | 8,482 | 0 | D |
Explanation of responses
- F1The transaction was executed in multiple trades at prices ranging from $106.76 to $106.96. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.