SEC Form 4 · accession 0001209191-18-062481
COTT CORP /CN/ · COT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason R Ausher
Officer — Chief Accounting Officer
Period of report
Dec 11, 2018
Accepted (ET)
Dec 13, 2018 · 5:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884713
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Dec 11, 2018 | A | 2,299 | $0.00 | A | 21,256 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $14.68 | Dec 11, 2018 | A | 12,593 | A | — | Dec 11, 2028 | Common Shares | 12,593 | 12,593 | D |
Explanation of responses
- F1Represents time-based restricted share units ("RSUs"), which are contingent rights to receive common shares. RSUs that have not been forfeited shall vest in equal one-third installments on each of the first, second and third anniversaries of the grant date.
- F2Represents an option to purchase 12,593 common shares of Cott. The option vests in equal one-third installments on each of the first, second and third anniversaries of the grant date.