Insider · CIK 0001199914

Bruce Van Saun

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $0 · 0sales $9.3M · 1net −$9.3M

Reported trades — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Sep 4, 2026 AForm 4 →	Sep 8, 4:03 pm EDT	MOODYS CORP /DE/MCO	20	—	—	9,901	—
Jul 24, 2026 GForm 4 →	Jul 28, 4:30 pm EDT	CITIZENS FINANCIAL GROUP INC/RICFG	38,350	—	—	1,102,413	—
Jul 24, 2026 SForm 4 →	Jul 28, 4:30 pm EDT	CITIZENS FINANCIAL GROUP INC/RICFG	129,369	$72.07	$9,323,624	1,140,763	−10.2%
Jun 5, 2026 AForm 4 →	Jun 8, 4:25 pm EDT	MOODYS CORP /DE/MCO	22	—	—	9,880	—
Mar 1, 2019 AFForm 4 →	Mar 4, 3:14 pm EST	CITIZENS FINANCIAL GROUP INC/RICFG	126,811	$36.94	$3,044,484	774,838	—	plan?
Feb 25, 2019 AForm 4 →	Feb 26, 4:17 pm EST	MOODYS CORP /DE/MCO	1,037	—	—	5,398	—	plan?
Feb 13, 2019 AForm 4 →	Feb 15, 2:52 pm EST	CITIZENS FINANCIAL GROUP INC/RICFG	215,387	—	—	812,861	—	plan?
Dec 12, 2018 AForm 4 →	Dec 13, 6:51 pm EST	MOODYS CORP /DE/MCO	8	$149.45	$1,196	4,361	—	plan?
Sep 10, 2018 AForm 4 →	Sep 11, 4:08 pm EDT	MOODYS CORP /DE/MCO	8	$177.46	$1,420	4,353	—	plan?
Jun 11, 2018 AForm 4 →	Jun 13, 4:06 pm EDT	MOODYS CORP /DE/MCO	8	$178.50	$1,428	4,345	—	plan?
Mar 23, 2018 FForm 4 →	Mar 27, 4:40 pm EDT	CITIZENS FINANCIAL GROUP INC/RICFG	20,536	$42.95	$882,021	597,474	—	plan?
Mar 12, 2018 AForm 4 →	Mar 13, 4:07 pm EDT	MOODYS CORP /DE/MCO	7	$170.25	$1,192	4,337	—	plan?
Mar 1, 2018 AFForm 4 →	Mar 5, 5:01 pm EST	CITIZENS FINANCIAL GROUP INC/RICFG	45,783	$43.49	$489,915	618,010	—	plan?
Feb 16, 2018 AForm 4 →	Feb 20, 4:14 pm EST	MOODYS CORP /DE/MCO	1,075	—	—	4,330	—	plan?
Dec 12, 2017 AForm 4 →	Dec 13, 4:07 pm EST	MOODYS CORP /DE/MCO	7	$153.05	$1,071	3,255	—	plan?
Sep 12, 2017 AForm 4 →	Sep 13, 4:07 pm EDT	MOODYS CORP /DE/MCO	8	$135.52	$1,084	3,248	—	plan?
Jun 12, 2017 AForm 4 →	Jun 13, 4:04 pm EDT	MOODYS CORP /DE/MCO	9	$116.95	$1,053	3,240	—	plan?
Mar 23, 2017 FForm 4 →	Mar 27, 4:42 pm EDT	CITIZENS FINANCIAL GROUP INC/RICFG	4,164	$34.43	$143,367	594,757	—	plan?
Mar 10, 2017 AForm 4 →	Mar 13, 4:06 pm EDT	MOODYS CORP /DE/MCO	4	$112.18	$449	3,231	—	plan?
Mar 7, 2017 FForm 4 →	Mar 8, 4:00 pm EST	CITIZENS FINANCIAL GROUP INC/RICFG	57,678	$38.27	$2,207,337	598,921	—	plan?
Mar 1, 2017 AFForm 4 →	Mar 3, 4:34 pm EST	CITIZENS FINANCIAL GROUP INC/RICFG	38,221	$37.37	$161,027	656,599	—	plan?
Feb 27, 2017 AForm 4 →	Feb 28, 4:05 pm EST	MOODYS CORP /DE/MCO	1,517	—	—	3,227	—	plan?
Feb 16, 2017 AForm 4 →	Feb 17, 4:24 pm EST	CITIZENS FINANCIAL GROUP INC/RICFG	35,653	—	—	626,996	—	plan?
Dec 12, 2016 AForm 4 →	Dec 13, 4:06 pm EST	MOODYS CORP /DE/MCO	5	$98.21	$491	1,710	—	plan?
Sep 12, 2016 AForm 4 →	Sep 12, 4:09 pm EDT	MOODYS CORP /DE/MCO	4	$106.48	$426	1,705	—	plan?
Jun 10, 2016 AForm 4 →	Jun 13, 4:09 pm EDT	MOODYS CORP /DE/MCO	5	$99.50	$498	1,701	—	plan?
May 5, 2016 AForm 4 →	May 9, 4:53 pm EDT	CITIZENS FINANCIAL GROUP INC/RICFG	68,212	—	—	591,343	—	plan?
Mar 23, 2016 FForm 4 →	Mar 24, 4:32 pm EDT	CITIZENS FINANCIAL GROUP INC/RICFG	4,017	$21.93	$88,093	523,131	—	plan?
Mar 7, 2016 FForm 4 →	Mar 9, 11:38 am EST	CITIZENS FINANCIAL GROUP INC/RICFG	122,939	$21.71	$2,669,388	527,148	—	plan?
Mar 1, 2016 AForm 4 →	Mar 2, 5:28 pm EST	CITIZENS FINANCIAL GROUP INC/RICFG	34,699	—	—	650,087	—	plan?
Mar 1, 2016 AForm 4 →	Mar 2, 4:04 pm EST	MOODYS CORP /DE/MCO	1,696	—	—	1,696	—	plan?
Feb 25, 2016 AForm 4 →	Feb 29, 9:41 am EST	CITIZENS FINANCIAL GROUP INC/RICFG	131,377	—	—	615,388	—	plan?
Dec 15, 2015 AFForm 4 →	Dec 17, 4:32 pm EST	CITIZENS FINANCIAL GROUP INC/RICFG	61,866	$25.72	$543,206	484,011	—	plan?
Jun 23, 2015 AFForm 4 →	Jun 25, 3:54 pm EDT	CITIZENS FINANCIAL GROUP INC/RICFG	60,623	$28.27	$585,217	464,385	—	plan?
Mar 23, 2015 AFForm 4 →	Mar 25, 12:27 pm EDT	CITIZENS FINANCIAL GROUP INC/RICFG	48,478	$24.80	$206,534	445,164	—	plan?
Mar 9, 2015 FForm 4 →	Mar 11, 9:12 am EDT	CITIZENS FINANCIAL GROUP INC/RICFG	109,515	$25.50	$2,792,633	413,342	—	plan?
Feb 25, 2015 AForm 4 →	Feb 27, 2:56 pm EST	CITIZENS FINANCIAL GROUP INC/RICFG	160,360	—	—	522,857	—	plan?

Reported trades — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake
Dec 12, 2018 AForm 4 →	Dec 13, 6:51 pm EST	MOODYS CORP /DE/MCO	3	—	—	11	—
Sep 10, 2018 AForm 4 →	Sep 11, 4:08 pm EDT	MOODYS CORP /DE/MCO	3	—	—	8	—
Jun 11, 2018 AForm 4 →	Jun 13, 4:06 pm EDT	MOODYS CORP /DE/MCO	3	—	—	5	—
Mar 12, 2018 AForm 4 →	Mar 13, 4:07 pm EDT	MOODYS CORP /DE/MCO	3	—	—	3	—