SEC Form 4 · accession 0000759944-26-000143
CITIZENS FINANCIAL GROUP INC/RI · CFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce Van Saun
Officer — Chairman and CEO · Director
Period of report
Jul 24, 2026
Accepted (ET)
Jul 28, 2026 · 4:30 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000759944
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 24, 2026 | S | 129,369 | $72.07 | D | 1,140,763 | D | |
| Common StockF3 | Jul 24, 2026 | G | 20,850 | $0.00 | D | 1,119,913 | D | |
| Common StockF4 | Jul 24, 2026 | G | 17,500 | $0.00 | D | 1,102,413 | D | |
| Common Stock | holding | — | — | — | 17,500 | I | Held by spouse in irrevocable Spousal Lifetime Access Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On July 24, 2026, the reporting person sold directly owned shares of common stock.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.85 to $72.32, inclusive. The reporting person undertakes to provide to Citizens Financial Group, Inc., any security holder of Citizens Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3On July 24, 2026, the reporting person donated directly owned shares of common stock to a donor advised fund, which will use the gifted shares for charitable purposes.
- F4On July 24, 2026, the reporting person contributed directly owned shares of common stock to an irrevocable Spousal Lifetime Access Trust, of which the reporting person is a trustee, and the reporting person's spouse and descendants are the sole beneficiaries. The reporting person disclaims beneficial ownership of the securities held by the trust.