SEC Form 4 · accession 0001615594-18-000058
SUNation Energy, Inc. · SUNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curtis A Sampson
Director
Period of report
Dec 12, 2018
Accepted (ET)
Dec 14, 2018 · 2:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000022701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 12, 2018 | P | 10,000 | $2.4241 | A | 662,349 | D | |
| Common Stock | Dec 12, 2018 | P | 10,000 | $2.6322 | A | 672,349 | D | |
| Common Stock | Dec 12, 2018 | P | 10,000 | $2.9252 | A | 682,349 | D | |
| Common Stock | holding | — | — | — | 26,114 | I | By Spouse | |
| Common Stock | holding | — | — | — | 430,000 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right-to-Buy) | $2.55 | Dec 12, 2018 | A | 2,500 | A | May 22, 2019 | Dec 12, 2025 | Common Stock | 2,500 | 2,500 | D |