SEC Form 4 · accession 0001209191-18-062513
GENOMIC HEALTH INC · GHDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
G Bradley Cole
Officer — CFO
Period of report
Dec 11, 2018
Accepted (ET)
Dec 13, 2018 · 6:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001131324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 6, 2018 | G | 1,633 | $0.00 | D | 44,047 | I | Held by the Cole Family Trust |
| Common StockF1 | Dec 11, 2018 | M | 10,000 | $22.98 | A | 54,047 | I | Held by the Cole Family Trust |
| Common StockF1 | Dec 11, 2018 | M | 5,000 | $17.18 | A | 59,047 | I | Held by the Cole Family Trust |
| Common StockF2,F3,F4,F1 | Dec 11, 2018 | S | 2,529 | $70.5843 | D | 56,518 | I | Held by the Cole Family Trust |
| Common StockF2,F3,F5,F1 | Dec 11, 2018 | S | 4,571 | $71.5372 | D | 51,947 | I | Held by the Cole Family Trust |
| Common StockF2,F3,F6,F1 | Dec 11, 2018 | S | 700 | $72.7289 | D | 51,247 | I | Held by the Cole Family Trust |
| Common StockF2,F3,F7,F1 | Dec 11, 2018 | S | 900 | $73.5567 | D | 50,347 | I | Held by the Cole Family Trust |
| Common StockF2,F3,F8,F1 | Dec 11, 2018 | S | 1,300 | $74.6092 | D | 49,047 | I | Held by the Cole Family Trust |
| Common StockF9,F3,F10,F1 | Dec 11, 2018 | S | 1,400 | $70.6059 | D | 47,647 | I | Held by the Cole Family Trust |
| Common StockF9,F3,F11,F1 | Dec 11, 2018 | S | 2,200 | $71.5309 | D | 45,447 | I | Held by the Cole Family Trust |
| Common StockF9,F3,F12,F1 | Dec 11, 2018 | S | 600 | $73.0951 | D | 44,847 | I | Held by the Cole Family Trust |
| Common StockF9,F3,F13,F1 | Dec 11, 2018 | S | 800 | $74.4225 | D | 44,047 | I | Held by the Cole Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F14 | $17.18 | Dec 11, 2018 | M | 5,000 | D | — | Feb 18, 2020 | Common Stock | 5,000 | 36,471 | D |
| Employee Stock Option (right to buy)F15 | $22.98 | Dec 11, 2018 | M | 10,000 | D | — | Jan 27, 2021 | Common Stock | 10,000 | 46,424 | D |
Explanation of responses
- F1Includes an aggregate of 16,534 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
- F10Represents weighted average sale price. Actual sale prices ranged from $70.07 to $71.05.
- F11Represents weighted average sale price. Actual sale prices ranged from $71.11 to $72.05.
- F12Represents weighted average sale price. Actual sale prices ranged from $72.65 to $73.45.
- F13Represents weighted average sale price. Actual sale prices ranged from $73.96 to $74.91.
- F14The option became exercisable as to 25% of the shares on February 18, 2011, and became exercisable as to 1/48th of the shares each full month thereafter.
- F15The option became exercisable as to 25% of the shares on January 27, 2012, and became exercisable as to 1/48th of the shares each full month thereafter.
- F2These sales of common stock were effected pursuant to Rule 10b5-1 sales plan adopted by the reporting person on August 23, 2018.
- F3Reporting person undertakes to provide upon request by the Securities and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold within the range indicated.
- F4Represents weighted average sale price. Actual sale prices ranged from $70.08 to $71.07.
- F5Represents weighted average sale price. Actual sale prices ranged from $71.11 to $72.05.
- F6Represents weighted average sale price. Actual sale prices ranged from $72.11 to $72.97.
- F7Represents weighted average sale price. Actual sale prices ranged from $73.14 to $74.00.
- F8Represents weighted average sale price. Actual sale prices ranged from $74.29 to $75.22.
- F9These sales of common stock were effected pursuant to Rule 10b5-1 sales plan adopted by the reporting person on June 4, 2018.