SEC Form 4 · accession 0000899243-18-030875
Anaplan, Inc. · PLAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Ying Xian Chung
Officer — See Remarks
Period of report
Dec 11, 2018
Accepted (ET)
Dec 13, 2018 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001540755
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 11, 2018 | M | 5,267 | $7.12 | A | 8,867 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $7.12 | Dec 11, 2018 | M | 5,267 | D | — | Mar 23, 2028 | Common Stock | 5,267 | 54,733 | D |
Explanation of responses
- F1Early exercise rights were extended to the Reporting Person such that this stock option is immediately exercisable in full. 25% of the shares subject to the stock option will vest on February 12, 2019, with the remainder vesting in 36 equal monthly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date.
Remarks
V.P., Chief Accounting Officer and Controller