SEC Form 4 · accession 0001214659-18-007672
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Wehmann
Officer — Executive Vice President
Period of report
Dec 12, 2018
Accepted (ET)
Dec 13, 2018 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 12, 2018 | M | 13,499 | $72.06 | A | 120,887 | D | |
| Common StockF1 | Dec 12, 2018 | S | 200 | $185.26 | D | 120,687 | D | |
| Common StockF1,F2 | Dec 12, 2018 | S | 200 | $186.8826 | D | 120,487 | D | |
| Common StockF1,F3 | Dec 12, 2018 | S | 1,129 | $188.0884 | D | 119,358 | D | |
| Common StockF1,F4 | Dec 12, 2018 | S | 11,970 | $189.332 | D | 107,388 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy)F1,F5 | $72.06 | Dec 12, 2018 | M | 13,499 | D | Dec 8, 2015 | Dec 7, 2021 | Common Stock | 13,499 | 0 | D |
Explanation of responses
- F1Exercised and sold pursuant to reporting person's 10b5-1 plan.
- F2This transaction was executed in multiple trades at prices ranging from $186.51 to $187.42. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3This transaction was executed in multiple trades at prices ranging from $187.52 to $188.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F4This transaction was executed in multiple trades at prices ranging from $188.62 to $189.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F5This option vests in four equal annual installments commencing on this date.