Form4insider filings, from the source

Company · CIK 0001444363 · SIC 6221 — Commodity Contracts Brokers & Dealers

GAIN Capital Holdings, Inc. · GCAP

Insider activity reported against this company. All insider holders · On EDGAR ↗

1M3M6M1Y2YAll datashares as filed — not split-adjusted
Open-market buys & salesbuys $3.7M · 18sales $9.4M · 80net −$5.8M
$10k$10k$100k$100k$1M$1MbuyssalesJan 2015Aug 2015Apr 2016Dec 2016Aug 2017Apr 2018Dec 2018

Reported at this company — common stock

TradeReported (ET)InsiderSharesAvg priceTotalOwned afterΔ stakeFlags
Dec 18, 2018 GForm 5 →Feb 14, 2019, 5:16 pm ESTGlenn Henry StevensPresident, CEO & Director, Director13,500——1,642,621— plan?
Dec 11, 2018 SForm 4 →Dec 13, 6:35 pm ESTDiego RotsztainGeneral Counsel and Secretary39,250$7.34$287,907120,363−24.6% plan?
Dec 11, 2018 MForm 4 →Dec 13, 6:35 pm ESTDiego RotsztainGeneral Counsel and Secretary39,250$4.66$182,825159,613— plan?
Nov 21, 2018 PForm 4 →Nov 23, 4:14 pm ESTJoseph A SchenkDirector10,000$7.32$73,242166,638+6.38% plan?
Nov 14, 2018 SForm 4 →Nov 16, 4:49 pm ESTSamantha RoadyPresident - Retail5,000$7.77$38,875225,508−2.17% plan?
Aug 8, 2018 PForm 4 →Aug 10, 4:56 pm EDTAlex GoorDirector5,182$7.22$37,437196,093+2.71% plan?
Aug 3, 2018 PForm 4 →Aug 7, 4:19 pm EDTAlex GoorDirector45,000$7.03$316,559190,911+30.8% plan?
Jul 31, 2018 PForm 4 →Aug 2, 4:05 pm EDTAlex GoorDirector44,931$6.89$309,412145,911+44.5% plan?
Jul 27, 2018 PForm 4 →Jul 31, 4:50 pm EDTAlex GoorDirector32,434$7.33$237,808100,980+47.3% plan?
Jul 16, 2018 PForm 4 →Jul 17, 8:10 pm EDTAlex GoorDirector5,400$7.50$40,50068,546+8.55% plan?
Jun 27, 2018 PForm 4 →Jun 29, 4:54 pm EDTAlex GoorDirector7,686$7.50$57,64563,146+13.9% plan?
Jun 25, 2018 PForm 4 →Jun 27, 5:49 pm EDTAlex GoorDirector2,100$7.50$15,75055,460+3.94% plan?
Jun 21, 2018 PForm 4 →Jun 25, 6:25 pm EDTAlex GoorDirector1,640$7.50$12,30053,360+3.17% plan?
Jun 18, 2018 MForm 4 →Jun 19, 4:54 pm EDTSamantha RoadyPresident - Retail2,626$5.30$13,918233,134— plan?
Jun 15, 2018 SForm 4 →Jun 19, 4:54 pm EDTSamantha RoadyPresident - Retail7,626$8.24$62,858230,508−3.20% plan?
May 30, 2018 SForm 4 →Jun 1, 8:40 pm EDTGlenn Henry StevensPresident, CEO & Director, Director9,913$7.97$79,0071,656,121−0.60% plan?
May 30, 2018 SForm 4 →Jun 1, 8:39 pm EDTDiego RotsztainGeneral Counsel and Secretary2,050$8.23$16,882120,363−1.67% plan?
May 30, 2018 SForm 4 →Jun 1, 8:39 pm EDTSamantha RoadyPresident - Retail2,558$8.23$21,049235,508−1.07% plan?
May 30, 2018 SForm 4 →Jun 1, 8:38 pm EDTNigel RoseChief Financial Officer2,170$8.23$17,85196,244−2.20% plan?
May 30, 2018 PForm 4 →Jun 1, 8:38 pm EDTAlex GoorDirector9,913$7.97$79,00751,720+23.7% plan?
May 24, 2018 AForm 4 →May 31, 5:19 pm EDTVANTAGEPOINT VENTURE ASSOCIATES IV LLC +610% Owner12,500——94,187— plan? late
May 24, 2018 AForm 4 →May 29, 5:59 pm EDTMark William Lane RichardsDirector12,500——12,500— plan?
May 24, 2018 AForm 4 →May 29, 5:47 pm EDTChris SugdenDirector18,750——149,400— plan?
May 24, 2018 AForm 4 →May 29, 5:46 pm EDTGlenn Henry StevensPresident, CEO & Director, Director75,000——1,666,034— plan?
May 24, 2018 AForm 4 →May 29, 5:45 pm EDTJoseph A SchenkDirector25,000——156,638— plan?
May 24, 2018 AForm 4 →May 29, 5:45 pm EDTDiego RotsztainGeneral Counsel and Secretary23,750$8.00$190,000122,413— plan?
May 24, 2018 AForm 4 →May 29, 5:45 pm EDTSamantha RoadyPresident - Retail16,875——238,066— plan?
May 24, 2018 AForm 4 →May 29, 5:43 pm EDTPeter QuickDirector18,750——158,751— plan?
May 24, 2018 AForm 4 →May 29, 5:42 pm EDTNigel RoseChief Financial Officer18,750——98,414— plan?
May 24, 2018 AForm 4 →May 29, 5:42 pm EDTAlex GoorDirector18,750——41,807— plan?
May 24, 2018 AForm 4 →May 29, 5:42 pm EDTChristopher Warren CalhounDirector18,750——42,028— plan?
May 24, 2018 AForm 4 →May 29, 5:41 pm EDTThomas A BevilacquaDirector12,500——94,187— plan?
May 24, 2018 AForm 4 →May 29, 5:40 pm EDTAlastair HineChief Operating Officer15,625——15,625— plan?
May 7, 2018 SForm 4 →May 9, 5:11 pm EDTGlenn Henry StevensPresident, CEO & Director, Director21,473$8.22$176,5251,591,034−1.33% plan?
May 7, 2018 SForm 4 →May 8, 6:45 pm EDTDiego RotsztainGeneral Counsel and Secretary3,184$8.23$26,20098,663−3.13% plan?
May 7, 2018 SForm 4 →May 8, 6:44 pm EDTSamantha RoadyPresident - Retail4,826$8.23$39,706221,191−2.14% plan?
May 7, 2018 SForm 4 →May 8, 6:44 pm EDTNigel RoseChief Financial Officer3,843$8.23$31,62879,664−4.60% plan?
Apr 26, 2018 SForm 4 →Apr 30, 5:36 pm EDTSamantha RoadyPresident - Retail22,874$8.50$194,429226,017−9.19% plan?
Apr 16, 2018 SForm 4 →Apr 18, 4:10 pm EDTSamantha RoadyPresident - Retail5,000$8.00$40,000248,891−1.97% plan?
Mar 26, 2018 PForm 4 →Mar 27, 4:06 pm EDTIPGL Ltd +110% Owner30,353$6.73$204,276953,031+3.29% plan?
Mar 16, 2018 SForm 4 →Mar 20, 5:22 pm EDTDiego RotsztainGeneral Counsel and Secretary3,648$7.19$26,234101,847−3.46% plan?
Mar 16, 2018 SForm 4 →Mar 20, 5:22 pm EDTSamantha RoadyPresident - Retail4,871$7.19$35,013253,891−1.88% plan?
Mar 16, 2018 SForm 4 →Mar 20, 5:21 pm EDTNigel RoseChief Financial Officer4,239$7.19$30,49083,507−4.83% plan?
Mar 9, 2018 PForm 4 →Mar 13, 4:05 pm EDTIPGL Ltd +110% Owner69,647$6.98$486,136922,678+8.16% plan?
Mar 6, 2018 SForm 4 →Mar 20, 5:23 pm EDTGlenn Henry StevensPresident, CEO & Director, Director24,893$7.24$180,1421,612,507−1.52% plan? late
Mar 6, 2018 SForm 4 →Mar 8, 11:59 am ESTDiego RotsztainGeneral Counsel and Secretary2,120$7.41$15,713105,495−1.97% plan?
Mar 6, 2018 SForm 4 →Mar 8, 11:58 am ESTSamantha RoadyPresident - Retail2,592$7.41$19,209258,762−0.99% plan?
Jan 16, 2018 SForm 4 →Jan 18, 10:00 pm ESTSamantha RoadyPresident - Retail36,000$8.37$301,356261,354−12.1% plan?
Jan 16, 2018 MForm 4 →Jan 18, 10:00 pm ESTSamantha RoadyPresident - Retail36,000$8.02$288,720297,354— plan?
Dec 28, 2017 SForm 4 →Jan 2, 2018, 5:30 pm ESTDiego RotsztainGeneral Counsel and Secretary49,149$9.00$442,341107,615−31.4% plan?
Dec 4, 2017 GForm 5 →Feb 14, 2018, 8:21 am ESTGlenn Henry StevensPresident, CEO & Director, Director12,500——1,637,400— plan?
Oct 27, 2017 SForm 4 →Oct 31, 7:17 pm EDTChristopher Warren CalhounDirector5,000$7.00$35,00023,278−17.7% plan?
Oct 24, 2017 AForm 4 →Oct 26, 9:08 pm EDTAlex GoorDirector18,057——23,057— plan?
Oct 3, 2017 AForm 4 →Oct 5, 7:07 pm EDTChris SugdenDirector5,067——130,650— plan?
Oct 3, 2017 AForm 4 →Oct 5, 7:06 pm EDTJoseph A SchenkDirector5,178——131,638— plan?
Oct 3, 2017 AForm 4 →Oct 5, 7:06 pm EDTPeter QuickDirector5,812——140,001— plan?
Oct 3, 2017 AForm 4 →Oct 5, 7:06 pm EDTChristopher Warren CalhounDirector3,129——28,278— plan?
Sep 7, 2017 PForm 4 →Sep 11, 4:10 pm EDTIPGL Ltd +110% Owner71,306$6.20$442,097853,031+9.12% plan?
Sep 5, 2017 PForm 4 →Sep 7, 4:09 pm EDTIPGL Ltd +110% Owner92,019$6.23$573,278781,725+13.3% plan?
Aug 21, 2017 PForm 4 →Aug 23, 4:59 pm EDTIPGL Ltd +110% Owner36,675$6.25$229,219689,706+5.62% plan?
Aug 14, 2017 SForm 4 →Aug 16, 6:39 pm EDTChristopher Warren CalhounDirector5,000$6.87$34,33925,149−16.6% plan?
Aug 4, 2017 SForm 4 →Aug 8, 9:19 pm EDTChristopher Warren CalhounDirector15,000$7.00$105,03830,149−33.2% plan?
Jul 31, 2017 SForm 4 →Dec 6, 2018, 8:36 pm ESTChristopher Warren CalhounDirector25,000$7.20$179,99617,028−59.5% plan? late
Jul 24, 2017 SForm 4 →Jul 26, 5:13 pm EDTChristopher Warren CalhounDirector5,000$6.67$33,36745,149−9.97% plan?
Jul 18, 2017 SForm 4 →Jul 19, 6:37 pm EDTSamantha RoadyPresident - Retail5,000$6.51$32,537261,354−1.88% plan?
Jul 17, 2017 SForm 4 →Jul 19, 6:03 pm EDTChristopher Warren CalhounDirector5,000$6.39$31,95150,149−9.07% plan?
Jul 13, 2017 SForm 4 →Jul 17, 5:45 pm EDTChristopher Warren CalhounDirector5,000$6.58$32,92455,149−8.31% plan?
Jun 9, 2017 MForm 4 →Jun 12, 3:48 pm EDTJoseph A SchenkDirector12,024$3.83$46,052126,460— plan?
May 30, 2017 SForm 4 →Jun 1, 4:21 pm EDTSamantha RoadyPresident - Retail2,701$5.97$16,114266,354−1.00% plan?
May 22, 2017 MForm 4 →May 23, 3:28 pm EDTGlenn Henry StevensPresident, CEO & Director, Director40,000$3.83$153,2001,649,900— plan?
May 9, 2017 SForm 4 →May 9, 5:49 pm EDTSenvest Management, LLC +110% Owner50,000$5.94$297,0004,757,461−1.04% plan?
May 8, 2017 FForm 4 →May 9, 5:31 pm EDTDiego RotsztainGeneral Counsel and Secretary3,168$6.12$19,388156,764— plan?
May 8, 2017 SForm 4 →May 9, 5:28 pm EDTSamantha RoadyPresident - Retail4,933$6.02$29,676269,055−1.80% plan?
Apr 4, 2017 SForm 4 →Apr 5, 6:23 pm EDTSamantha RoadyPresident - Retail30,750$8.52$262,042273,988−10.1% plan?
Apr 4, 2017 MForm 4 →Apr 5, 6:23 pm EDTSamantha RoadyPresident - Retail30,750$4.40$135,300304,738— plan?
Mar 24, 2017 SForm 4 →Mar 28, 5:51 pm EDTSamantha RoadyPresident - Retail4,370$8.14$35,585273,988−1.57% plan?
Mar 22, 2017 FForm 4 →Mar 24, 4:18 pm EDTDiego RotsztainGeneral Counsel and Secretary3,355$8.10$27,176159,932— plan?
Mar 15, 2017 AForm 4 →Mar 17, 4:24 pm EDTChris SugdenDirector12,091——125,583— plan?
Mar 15, 2017 AForm 4 →Mar 17, 4:24 pm EDTGlenn Henry StevensPresident, CEO & Director, Director163,240——1,609,900— plan?
Mar 15, 2017 AForm 4 →Mar 17, 4:24 pm EDTJoseph A SchenkDirector12,091——114,436— plan?
Mar 15, 2017 AForm 4 →Mar 17, 4:23 pm EDTDiego RotsztainGeneral Counsel and Secretary51,390——163,287— plan?
Mar 15, 2017 AForm 4 →Mar 17, 4:23 pm EDTSamantha RoadyPresident - Retail39,298——278,358— plan?
Mar 15, 2017 SForm 4 →Mar 17, 4:23 pm EDTSamantha RoadyPresident - Retail15,000$8.18$122,711239,060−5.90% plan?
Mar 15, 2017 AForm 4 →Mar 17, 4:23 pm EDTPeter QuickDirector12,091——134,189— plan?
Mar 15, 2017 AForm 4 →Mar 17, 4:22 pm EDTNigel RoseChief Financial Officer36,275——87,746— plan?
Mar 15, 2017 AForm 4 →Mar 17, 4:22 pm EDTChristopher Warren CalhounDirector12,091——60,149— plan?
Mar 15, 2017 AForm 4 →Mar 17, 4:21 pm EDTThomas A BevilacquaDirector12,091——81,687— plan?
Mar 15, 2017 AForm 4 →Mar 17, 3:52 pm EDTVANTAGEPOINT VENTURE ASSOCIATES IV LLC +610% Owner12,091——81,687— plan?
Mar 6, 2017 FForm 4 →Mar 10, 5:19 pm ESTDiego RotsztainGeneral Counsel and Secretary2,042$7.98$16,295111,897— plan? late
Mar 6, 2017 SForm 4 →Mar 8, 5:13 pm ESTSamantha RoadyPresident - Retail2,572$7.79$20,046254,060−1.00% plan?
Dec 16, 2016 PForm 4 →Dec 19, 4:36 pm ESTJoseph A SchenkDirector10,000$6.91$69,082102,345+10.8% plan?
Nov 9, 2016 PForm 4 →Nov 10, 7:06 pm ESTJoseph A SchenkDirector10,000$5.41$54,09787,619+12.9% plan?
May 31, 2016 SForm 4 →Jun 2, 5:40 pm EDTJeffrey ScottChief Operating Officer1,657$6.89$11,42260,201−2.68% plan?
May 31, 2016 SForm 4 →Jun 2, 5:40 pm EDTDiego RotsztainGeneral Counsel and Secretary2,142$6.89$14,767113,939−1.85% plan?
May 31, 2016 SForm 4 →Jun 2, 5:40 pm EDTSamantha RoadyPresident - Retail2,624$6.89$18,086256,632−1.01% plan?
May 5, 2016 AForm 4 →May 9, 8:30 pm EDTSamantha RoadyChief Commercial Officer38,461——259,256— plan?
May 5, 2016 AForm 4 →May 9, 8:30 pm EDTDiego RotsztainGeneral Counsel and Secretary44,378——116,081— plan?
May 5, 2016 AForm 4 →May 9, 8:30 pm EDTNigel RoseChief Financial Officer32,544——51,471— plan?
May 5, 2016 AForm 4 →May 9, 8:29 pm EDTGlenn Henry StevensPresident, CEO & Director, Director176,775——1,446,660— plan?
May 5, 2016 AForm 4 →May 9, 7:59 pm EDTVANTAGEPOINT VENTURE ASSOCIATES IV LLC +610% Owner12,573——69,596— plan?

Reported at this company — derivatives (options, RSUs, warrants)

TradeReported (ET)InsiderSharesAvg priceTotalOwned afterΔ stakeFlags
Dec 11, 2018 MForm 4 →Dec 13, 6:35 pm ESTDiego RotsztainGeneral Counsel and Secretary39,250$4.66$182,8250—
Jun 18, 2018 MForm 4 →Jun 19, 4:54 pm EDTSamantha RoadyPresident - Retail2,626$5.30$13,91822,874—
Jan 16, 2018 MForm 4 →Jan 18, 10:00 pm ESTSamantha RoadyPresident - Retail36,000$8.02$288,7200—
Jun 9, 2017 MForm 4 →Jun 12, 3:48 pm EDTJoseph A SchenkDirector12,024$3.83$46,05240,000—
May 22, 2017 MForm 4 →May 23, 3:28 pm EDTGlenn Henry StevensPresident, CEO & Director, Director40,000$3.83$153,20058,743—
Apr 4, 2017 MForm 4 →Apr 5, 6:23 pm EDTSamantha RoadyPresident - Retail30,750——0—
May 5, 2016 AForm 4 →May 9, 8:30 pm EDTSamantha RoadyChief Commercial Officer29,816——29,816—
May 5, 2016 AForm 4 →May 9, 8:30 pm EDTDiego RotsztainGeneral Counsel and Secretary34,403——34,403—
May 5, 2016 AForm 4 →May 9, 8:30 pm EDTNigel RoseChief Financial Officer22,935——22,935—
May 5, 2016 AForm 4 →May 9, 8:29 pm EDTGlenn Henry StevensPresident, CEO & Director, Director137,614——137,614—
Feb 18, 2016 MForm 4 →Feb 22, 6:08 pm ESTGlenn Henry StevensPresident, CEO & Director, Director150,000$3.83$574,50098,743—
Jun 29, 2015 MForm 4 →Jul 2, 10:52 am EDTGlenn Henry StevensPresident, CEO & Director, Director50,002$2.43$121,5050— late
May 26, 2015 AForm 4 →May 28, 6:28 pm EDTGlenn Henry StevensPresident, CEO & Director, Director56,851——56,851—
May 26, 2015 AForm 4 →May 28, 6:27 pm EDTJeffrey ScottChief Operating Officer13,119——13,119—
May 26, 2015 AForm 4 →May 28, 6:27 pm EDTDiego RotsztainGeneral Counsel and Secretary20,408——20,408—
May 26, 2015 AForm 4 →May 28, 6:27 pm EDTSamantha RoadyChief Commercial Officer14,577——14,577—
May 1, 2015 MForm 4 →May 5, 5:51 pm EDTSamantha RoadyChief Commercial Officer16,960——0—
Apr 13, 2015 MForm 4 →Apr 15, 5:36 pm EDTDiego RotsztainGeneral Counsel and Secretary23,250——11,000—
Mar 23, 2015 MForm 4 →Mar 25, 5:42 pm EDTJeffrey ScottChief Operating Officer25,250——7,500—
Mar 6, 2015 MForm 4 →Mar 10, 6:57 pm EDTDiego RotsztainGeneral Counsel and Secretary2,000——20,500—
Mar 6, 2015 MForm 4 →Mar 10, 4:42 pm EDTSamantha RoadyChief Commercial Officer31,194——25,500—
Mar 2, 2015 MForm 4 →Mar 3, 5:54 pm ESTJeffrey ScottChief Operating Officer8,750——8,750—
Feb 23, 2015 MForm 4 →Feb 25, 4:58 pm ESTJeffrey ScottChief Operating Officer45,000——15,000—
Feb 11, 2015 MForm 4 →Feb 13, 4:39 pm ESTSamantha RoadyChief Commercial Officer8,000$3.83$30,64028,404—
Jan 15, 2015 MForm 4 →Jan 20, 5:23 pm ESTJeffrey ScottChief Operating Officer27,750——17,750—
Jan 12, 2015 MForm 4 →Jan 14, 6:08 pm ESTSamantha RoadyChief Commercial Officer8,000$9.14$73,14736,404—
Jan 6, 2015 MForm 4 →Jan 8, 9:36 pm ESTPeter QuickDirector22,502——0—
Jan 6, 2015 MForm 4 →Jan 8, 8:16 pm ESTChristopher Warren CalhounDirector143,217——0—
Jan 6, 2015 MForm 4 →Jan 8, 8:15 pm ESTGlenn Henry StevensPresident, CEO & Director, Director506,707——0—
Jan 6, 2015 MForm 4 →Jan 8, 8:13 pm ESTJoseph A SchenkDirector10,910——0—
Jan 5, 2015 MForm 4 →Jan 7, 5:25 pm ESTSamantha RoadyChief Commercial Officer131,156——0—