SEC Form 4 · accession 0001444363-17-000033
GAIN Capital Holdings, Inc. · GCAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glenn Henry Stevens
Officer — President, CEO & Director · Director
Period of report
Mar 15, 2017
Accepted (ET)
Mar 17, 2017 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001444363
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 15, 2017 | A | 163,240 | $0.00 | A | 1,609,900 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock units, which vest at a rate of 25% annually over four years commencing on the first anniversary of the date of grant.