SEC Form 4 · accession 0001444363-18-000089
GAIN Capital Holdings, Inc. · GCAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark William Lane Richards
Director
Period of report
May 24, 2018
Accepted (ET)
May 29, 2018 · 5:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001444363
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 24, 2018 | A | 12,500 | $0.00 | A | 12,500 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of restricted stock units issued as compensation for service as a non-executive director of the issuer, which vest in twelve equal monthly installments starting one month after the day following the issuer's annual meeting of stockholders in the year of grant.