SEC Form 5 · accession 0001444363-18-000013
GAIN Capital Holdings, Inc. · GCAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glenn Henry Stevens
Officer — President, CEO & Director · Director
Period of report
Dec 31, 2017
Accepted (ET)
Feb 14, 2018 · 8:21 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001444363
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 4, 2017 | G | 12,500 | — | D | 1,637,400 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transaction reported was a bona fide gift made by the reporting person. The average price of the issuer's shares on the date of the grant was $7.94.