SEC Form 4 · accession 0001444363-17-000103
GAIN Capital Holdings, Inc. · GCAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph A Schenk
Director
Period of report
Oct 3, 2017
Accepted (ET)
Oct 5, 2017 · 7:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001444363
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 3, 2017 | A | 5,178 | $0.00 | A | 131,638 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock units issued to the reporting person as compensation for service as a non-executive director of the issuer. 25% of the RSUs granted will vest on October 8, 2017, with the remainder vesting in nine equal monthly installments commencing on November 8, 2017.