Insider · CIK 0001230923

Joseph A Schenk

Files at: GCAP, HVB. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $196k · 3sales $0 · 0net $196k

Reported trades — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 21, 2018 PForm 4 →	Nov 23, 4:14 pm EST	GAIN Capital Holdings, Inc.GCAP	10,000	$7.32	$73,242	166,638	+6.38%	plan?
May 24, 2018 AForm 4 →	May 29, 5:45 pm EDT	GAIN Capital Holdings, Inc.GCAP	25,000	—	—	156,638	—	plan?
Oct 3, 2017 AForm 4 →	Oct 5, 7:06 pm EDT	GAIN Capital Holdings, Inc.GCAP	5,178	—	—	131,638	—	plan?
Jun 9, 2017 MForm 4 →	Jun 12, 3:48 pm EDT	GAIN Capital Holdings, Inc.GCAP	12,024	$3.83	$46,052	126,460	—	plan?
Mar 15, 2017 AForm 4 →	Mar 17, 4:24 pm EDT	GAIN Capital Holdings, Inc.GCAP	12,091	—	—	114,436	—	plan?
Dec 16, 2016 PForm 4 →	Dec 19, 4:36 pm EST	GAIN Capital Holdings, Inc.GCAP	10,000	$6.91	$69,082	102,345	+10.8%	plan?
Nov 9, 2016 PForm 4 →	Nov 10, 7:06 pm EST	GAIN Capital Holdings, Inc.GCAP	10,000	$5.41	$54,097	87,619	+12.9%	plan?
May 5, 2016 AForm 4 →	May 9, 7:50 pm EDT	GAIN Capital Holdings, Inc.GCAP	12,573	—	—	77,619	—	plan?
Jun 30, 2015 DForm 4/A →	Jul 2, 6:40 pm EDT	HUDSON VALLEY HOLDING CORPHVB	15,000	—	—	0	—	plan?
Jun 30, 2015 DForm 4 →	Jul 1, 1:33 pm EDT	HUDSON VALLEY HOLDING CORPHVB	15,000	—	—	0	—	plan? amended
Feb 6, 2015 AForm 4 →	Feb 9, 3:06 pm EST	HUDSON VALLEY HOLDING CORPHVB	1,000	—	—	12,000	—	plan?
Jan 6, 2015 MForm 4 →	Jan 8, 8:13 pm EST	GAIN Capital Holdings, Inc.GCAP	10,910	—	—	70,130	—	plan?
Mar 5, 2014 AForm 4 →	May 28, 2015, 6:27 pm EDT	GAIN Capital Holdings, Inc.GCAP	16,474	—	—	63,789	—	plan? late

Reported trades — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jun 9, 2017 MForm 4 →	Jun 12, 3:48 pm EDT	GAIN Capital Holdings, Inc.GCAP	12,024	$3.83	$46,052	40,000	—
Jan 6, 2015 MForm 4 →	Jan 8, 8:13 pm EST	GAIN Capital Holdings, Inc.GCAP	10,910	—	—	0	—