SEC Form 4 · accession 0000927089-18-000448
HomeTrust Bancshares, Inc. · HTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tony J. VunCannon
Officer — EVP, CFO and Treasurer
Period of report
Dec 12, 2018
Accepted (ET)
Dec 13, 2018 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001538263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 12, 2018 | M | 5,000 | $14.37 | A | 36,757 | D | |
| Common Stock | holding | — | — | — | 24,954 | I | By KSOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $14.37 | Dec 12, 2018 | M | 5,000 | D | — | Feb 11, 2023 | Common Stock | 5,000 | 85,000 | D |
| Stock OptionF2 | $26.00 | holding | — | — | — | — | Feb 11, 2028 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.
- F2Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2019, 2020, 2021, 2022 and 2023.