SEC Form 4 · accession 0000065984-18-000278
ENTERGY CORP /DE/ · ETR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marcus V Brown
Officer — EVP & General Counsel
Period of report
Dec 12, 2018
Accepted (ET)
Dec 13, 2018 · 6:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000065984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 12, 2018 | M | 3,000 | $77.10 | A | 27,005 | D | |
| Common Stock | Dec 12, 2018 | S | 3,000 | $90.00 | D | 24,005 | D | |
| Common Stock | Dec 12, 2018 | M | 5,200 | $64.60 | A | 29,205 | D | |
| Common Stock | Dec 12, 2018 | S | 5,200 | $90.00 | D | 24,005 | D | |
| Common Stock | Dec 12, 2018 | M | 10,000 | $63.17 | A | 34,005 | D | |
| Common Stock | Dec 12, 2018 | S | 10,000 | $90.00 | D | 24,005 | D | |
| Common Stock | Dec 12, 2018 | M | 10,000 | $70.56 | A | 34,005 | D | |
| Common Stock | Dec 12, 2018 | S | 10,000 | $90.00 | D | 24,005 | D | |
| Common Stock | holding | — | — | — | 715 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $77.10 | Dec 12, 2018 | M | 3,000 | D | — | Jan 28, 2020 | Common Stock | 3,000 | 4,500 | D |
| Employee Stock Option (Right to Buy)F4 | $64.60 | Dec 12, 2018 | M | 5,200 | D | — | Jan 31, 2023 | Common Stock | 5,200 | 2,500 | D |
| Employee Stock Option (Right to Buy)F5 | $63.17 | Dec 12, 2018 | M | 10,000 | D | — | Jan 30, 2024 | Common Stock | 10,000 | 15,500 | D |
| Employee Stock Option (Right to Buy)F6 | $70.56 | Dec 12, 2018 | M | 10,000 | D | — | Jan 28, 2026 | Common Stock | 10,000 | 35,000 | D |
Explanation of responses
- F1Includes 124 shares of Entergy common stock acquired through the dividend reinvestment feature of Entergy Corporation's equity ownership plan.
- F2The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 5, 2018.
- F3The options vested in three equal annual installments on January 28, 2011, 2012 and 2013.
- F4The options vested in three equal annual installments on January 31, 2014, 2015 and 2016.
- F5The options vested in three equal annual installments on January 30, 2015, 2016 and 2017.
- F6The options vested on January 28, 2017.