SEC Form 4 · accession 0001567619-18-007900
Cloudera, Inc. · CLDR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jim Frankola
Officer — Chief Financial Officer
Period of report
Dec 11, 2018
Accepted (ET)
Dec 13, 2018 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001535379
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 11, 2018 | M | 74,417 | $1.72 | A | 750,606 | D | |
| Common Stock | Dec 11, 2018 | M | 47,917 | $3.64 | A | 798,523 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $1.72 | Dec 11, 2018 | M | 74,417 | D | — | Oct 8, 2022 | Common Stock | 74,417 | 352,053 | D |
| Employee Stock Option (right to buy)F1 | $3.64 | Dec 11, 2018 | M | 47,917 | D | — | Nov 7, 2023 | Common Stock | 47,917 | 52,083 | D |
Explanation of responses
- F1The stock option is fully vested and immediately exercisable.