SEC Form 4 · accession 0001209191-18-062534
ZYNGA INC · ZNGA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew S Bromberg
Officer — Chief Operating Officer
Period of report
Dec 11, 2018
Accepted (ET)
Dec 13, 2018 · 7:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001439404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 11, 2018 | M | 33,500 | $2.71 | A | 512,318 | D | |
| Class A Common Stock | Dec 11, 2018 | S | 33,500 | $3.81 | D | 478,818 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $2.71 | Dec 11, 2018 | M | 33,500 | D | — | Aug 8, 2026 | Class A Common Stock | 33,500 | 4,899,500 | D |
Explanation of responses
- F1The transaction was effected pursuant to a Rule 10b5-1 plan.
- F2Vests as follows: 20% of the shares subject to the award vested on August 15, 2017, and 5% of the shares subject to the award vest quarterly thereafter, subject to continued service to the Issuer through each vesting date.