SEC Form 4 · accession 0001127602-18-036219
COOPER COMPANIES, INC. · COO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert D Auerbach
Officer — President, CSI
Period of report
Dec 11, 2018
Accepted (ET)
Dec 13, 2018 · 4:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 2,272 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $254.77 | Dec 11, 2018 | A | 8,236 | A | — | Dec 11, 2028 | Common Stock | 8,236 | 8,236 | D |
| Restricted Stock UnitsF2,F3,F4 | — | Dec 11, 2018 | A | 1,963 | A | — | — | Common Stock | 1,963 | 1,963 | D |
Explanation of responses
- F112/11/18 NQ Grant: The options will vest in equal increments on the first through the fifth anniversaries of the date of grant.
- F2RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.
- F312/11/18 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/20, 1/8/21, 1/8/22, 1/8/23 and 1/8/24.
- F4RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.