SEC Form 4 · accession 0000315189-18-000042
DEERE & CO · DE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Markwart von Pentz
Officer — Pres,Ag&TurfDiv.CIS,Asia,Afr.
Period of report
Dec 12, 2018
Accepted (ET)
Dec 14, 2018 · 11:39 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315189
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $1 Par Common StockF1,F2 | Dec 12, 2018 | A | 3,159 | $0.00 | A | 53,498 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Market Priced OptionsF3,F4 | $148.14 | Dec 12, 2018 | A | 13,952 | A | — | Dec 12, 2028 | Common Stock | 13,952 | 13,952 | D |
Explanation of responses
- F1Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the abilities to withhold shares upon conversion to satisfy tax obligations.
- F2Includes 9,797 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.
- F3All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
- F4The options become exercisable in three approximately equal installments on December 12, 2019, 2020, and 2021.