Form4insider filings, from the source

SEC Form 4 · accession 0000899243-18-030859

Moderna, Inc. · MRNA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Noubar Afeyan
Director · 10% Owner
Period of report
Dec 11, 2018
Accepted (ET)
Dec 13, 2018 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001682852

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common StockF5,F1Dec 11, 2018C7,292,145—A7,292,145IBy: Flagship Ventures Fund IV, LP
Common StockF5,F2Dec 11, 2018C1,823,036—A1,823,036IBy: Flagship Ventures Fund IV-Rx, LP
Common StockF6,F1Dec 11, 2018C24,782,551—A32,074,696IBy: Flagship Ventures Fund IV, LP
Common StockF6,F2Dec 11, 2018C6,195,632—A8,018,668IBy: Flagship Ventures Fund IV-Rx, LP
Common StockF7,F1Dec 11, 2018C5,713,739—A37,788,435IBy: Flagship Ventures Fund IV, LP
Common StockF7,F2Dec 11, 2018C1,428,432—A9,447,100IBy: Flagship Ventures Fund IV-Rx, LP
Common StockF8,F1Dec 11, 2018C85,989—A37,874,424IBy: Flagship Ventures Fund IV, LP
Common StockF8,F2Dec 11, 2018C21,496—A9,468,596IBy: Flagship Ventures Fund IV-Rx, LP
Common StockF3holding———11,460,435IBy: Flagship Venture Labs IV LLC
Common StockF4holding———3,924IBy: Flagship Pioneering, Inc.

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Series A Preferred StockF5,F1—Dec 11, 2018C7,292,145D——Common Stock7,292,1450I
Series A Preferred StockF5,F2—Dec 11, 2018C1,823,036D——Common Stock1,823,0360I
Series B Preferred StockF6,F1—Dec 11, 2018C24,782,551D——Common Stock24,782,5510I
Series B Preferred StockF6,F2—Dec 11, 2018C6,195,632D——Common Stock6,195,6320I
Series C Preferred StockF7,F1—Dec 11, 2018C5,713,739D——Common Stock5,713,7390I
Series C Preferred StockF7,F2—Dec 11, 2018C1,428,432D——Common Stock1,428,4320I
Series D Preferred StockF8,F1—Dec 11, 2018C85,989D——Common Stock85,9890I
Series D Preferred StockF8,F2—Dec 11, 2018C21,496D——Common Stock21,4960I

Explanation of responses