SEC Form 4 · accession 0001127602-18-036235
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David W Anstice
Director
Period of report
Dec 12, 2018
Accepted (ET)
Dec 13, 2018 · 6:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Dec 12, 2018 | M | 15,000 | $8.98 | A | 70,000 | D | |
| Ordinary SharesF1 | Dec 12, 2018 | S | 3,552 | $35.608 | D | 66,448 | D | |
| Ordinary SharesF2 | Dec 12, 2018 | S | 235 | $35.9218 | D | 66,213 | D | |
| Ordinary Shares | Dec 12, 2018 | M | 5,000 | $8.98 | A | 71,213 | D | |
| Ordinary SharesF3 | Dec 12, 2018 | S | 5,000 | $35.5578 | D | 66,213 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (Right to Buy)F4 | $8.98 | Dec 12, 2018 | M | 15,000 | D | — | Oct 6, 2019 | Ordinary Shares | 15,000 | 5,000 | D |
| Non Qualified Stock Option (Right to Buy)F4 | $8.98 | Dec 12, 2018 | M | 5,000 | D | — | Oct 6, 2019 | Ordinary Shares | 5,000 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $34.885 to $35.87. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.88 to $35.99. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $34.87 to $35.78. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- F4These options are fully vested in accordance with their terms.