SEC Form 4 · accession 0001209191-18-062540
DOCUSIGN, INC. · DOCU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Neil Hudspith
Officer — President, Worldwide Field Ops
Period of report
Nov 15, 2018
Accepted (ET)
Dec 13, 2018 · 8:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001261333
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 15, 2018 | F | 214,504 | $40.37 | D | 523,851 | D | |
| Common Stock | Dec 11, 2018 | M | 37,500 | $2.14 | A | 561,351 | D | |
| Common StockF3 | Dec 11, 2018 | S | 22,326 | $40.39 | D | 539,025 | D | |
| Common StockF4 | Dec 11, 2018 | S | 15,174 | $41.27 | D | 523,851 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F5 | $2.14 | Dec 11, 2018 | M | 37,500 | D | — | Mar 25, 2023 | Common Stock | 37,500 | 713,772 | D |
Explanation of responses
- F1Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.
- F2The transaction was effected pursuant to a Rule 10b5-1 plan.
- F3The shares were sold at prices ranging from $40.00 to $40.99. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4The shares were sold at prices ranging from $41.00 to $41.64. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5Fully vested.