SEC Form 4 · accession 0001209191-18-062489
WELLTOWER INC. · WELL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mercedes Kerr
Officer — EVP-Business Development
Period of report
Dec 11, 2018
Accepted (ET)
Dec 13, 2018 · 5:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766704
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 11, 2018 | M | 551 | $43.29 | A | 36,210 | D | |
| Common Stock | Dec 11, 2018 | S | 551 | $73.178 | D | 35,659 | D | |
| Common Stock | Dec 11, 2018 | M | 2,239 | $49.17 | A | 37,898 | D | |
| Common Stock | Dec 11, 2018 | S | 2,239 | $73.175 | D | 35,659 | D | |
| Common Stock | Dec 11, 2018 | M | 1,552 | $57.33 | A | 37,211 | D | |
| Common StockF1 | Dec 11, 2018 | S | 1,552 | $73.1465 | D | 35,659 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to purchase)F2 | $43.29 | Dec 11, 2018 | M | 551 | D | — | Jan 28, 2020 | Common Stock | 551 | 0 | D |
| Stock Option (right to purchase)F3 | $49.17 | Dec 11, 2018 | M | 2,239 | D | — | Jan 27, 2021 | Common Stock | 2,239 | 0 | D |
| Stock Option (right to purchase)F4 | $57.33 | Dec 11, 2018 | M | 1,552 | D | — | Jan 26, 2022 | Common Stock | 1,552 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $73.133 to $73.160, inclusive. The price reported above is a weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2The options, representing a right to purchase a total of 2,757 shares, became exercisable in five equal installments beginning on January 15, 2011.
- F3The options, representing a right to purchase a total of 5,599 shares, became exercisable in five equal installments beginning on January 15, 2012.
- F4The options, representing a right to purchase a total of 2,588 shares, became exercisable in five equal installments beginning on January 15, 2013.