SEC Form 4 · accession 0001209191-18-062518
Synthorx, Inc. · THOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tighe Reardon
Officer — Acting Chief Financial Officer
Period of report
Dec 11, 2018
Accepted (ET)
Dec 13, 2018 · 6:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001609727
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 11, 2018 | C | 1,136,631 | — | A | 1,136,631 | I | By Avalon X SPV I, L.P. |
| Common StockF2 | Dec 11, 2018 | P | 545,455 | $11.00 | A | 1,682,086 | I | By Avalon X SPV I, L.P. |
| Common Stock | holding | — | — | — | 43,688 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series C Preferred StockF2,F1 | — | Dec 11, 2018 | C | 1,821,156 | D | — | — | Common Stock | 1,136,631 | 0 | I |
Explanation of responses
- F1Automatic conversion, in connection with the Issuer's initial public offering, of preferred stock into shares of common stock on a 1.60224-to-1 basis. The shares have no expiration date.
- F2The Reporting Person is Chief Financial Officer and Partner of Avalon X SPV GP LLC, general partner of Avalon X SPV I, L.P., and shares voting and investment power with respect to the shares held by Avalon X SPV I, L.P. The Reporting Person disclaims beneficial ownership of the shares held by Avalon X SPV I, L.P., except to the extent of his actual pecuniary interest therein if any.
- F3The shares were purchased at the Issuer's initial public offering.