SEC Form 4 · accession 0001567619-18-008002
VISTA GOLD CORP · VGZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick Hume Earnest
Officer — President and CEO · Director
Period of report
Dec 13, 2018
Accepted (ET)
Dec 14, 2018 · 2:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 13, 2018 | M | 150,000 | $0.36 | A | 1,279,406 | D | |
| Common Stock | Dec 13, 2018 | D | 150,000 | $0.50 | D | 1,129,406 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $0.36 | Dec 13, 2018 | M | 150,000 | D | — | Dec 30, 2018 | Common Stock | 150,000 | 0 | D |
Explanation of responses
- F1The options were granted on 12/30/2013, subject to performance criteria. The performance criteria was met as to 75% of the options, which vested and were reported as follows: 50,000 on 12/30/2013; 50,000 on 2/14/2014; and 50,000 on 9/8/2014.