SEC Form 4 · accession 0001183740-18-000201
BODY & MIND INC. · BAMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dong Hyun Shim
Director
Period of report
Dec 10, 2018
Accepted (ET)
Dec 13, 2018 · 7:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001715611
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to PurchaseF2,F3,F1 | $0.57 | Dec 10, 2018 | A | 250,000 | A | Dec 10, 2018 | Dec 10, 2023 | Common Stock | 250,000 | 450,000 | D |
Explanation of responses
- F1Prices shown reflect Canadian dollars.
- F2Granted pursuant to and in accordance with the Issuer's stock option plan.
- F3In addition to the options to purchase 250,000 shares as disclosed above, the Reporting Person also holds options to purchase 200,000 shares at an exercise price of C$0.66 per share expiring on November 24, 2022.