SEC Form 4 · accession 0001477932-18-005965
Terra Tech Corp. · TRTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael C James
Officer — Chief Financial Officer
Period of report
Dec 11, 2018
Accepted (ET)
Dec 13, 2018 · 5:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001451512
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock OptionF1 | $1.00 | Dec 11, 2018 | A | 1,200,000 | A | — | Dec 10, 2028 | Common Stock | 1,200,000 | 1,683,333 | D |
Explanation of responses
- F1The non-qualified option vests in twelve equal installments, with the first installment vesting on December 31, 2018 and the remaining installments vesting quarterly thereafter.