Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Sep 11, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

172 filings · trading day Sep 11, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Sep 6, 2018 IForm 4 →	Sep 10, 5:17 pm EDT	SOUTHERN COSO	Mark LantripPresident & CEO, SCS	15,268	$44.66	$681,865	0	—
Sep 7, 2018 MForm 4 →	Sep 11, 3:42 pm EDT	WASTE MANAGEMENT INCWM	John J MorrisSr. VP Operations	11,682	$56.24	$656,937	23,365	—
Sep 7, 2018 MForm 4 →	Sep 10, 7:54 pm EDT	BJs RESTAURANTS INCBJRI	Lon LedwithExecutive VP, Operations	11,211	$36.23	$406,206	0	—
Sep 6, 2018 AMForm 4 →	Sep 10, 4:32 pm EDT	STANDEX INTERNATIONAL CORP/DE/SXI	David A. DunbarPresident/CEO/Chairman, Director	8,061	$76.65	$357,954	0	—	amended
Sep 6, 2018 MForm 4 →	Sep 10, 5:27 pm EDT	BRINKER INTERNATIONAL INCEAT	Kelli ValadeEVP & President of Chili's	10,369	$27.28	$282,869	1,881	—
Sep 6, 2018 AMForm 4 →	Sep 10, 4:35 pm EDT	STANDEX INTERNATIONAL CORP/DE/SXI	Thomas D. DeByleVice President/CFO	2,930	$76.65	$120,552	0	—	amended
Sep 6, 2018 MForm 4 →	Sep 10, 8:18 pm EDT	Workday, Inc.WDAY	Aneel BhusriChief Executive Officer, Director	75,000	$1.30	$97,500	2,153,356	—
Sep 10, 2018 AForm 4 →	Sep 11, 11:17 am EDT	NORFOLK SOUTHERN CORPNSC	Steven F LeerDirector	494	$179.32	$88,667	72,510	—
Sep 6, 2018 AForm 4 →	Sep 10, 4:31 pm EDT	STANDEX INTERNATIONAL CORP/DE/SXI	Alan J GlassVice President & Secretary	1,010	$76.65	$77,412	1,010	—	amended
Sep 6, 2018 AMForm 4 →	Sep 10, 4:48 pm EDT	STANDEX INTERNATIONAL CORP/DE/SXI	Thomas J HansenDirector	1,646	$76.65	$60,266	0	—
Sep 6, 2018 AMForm 4 →	Sep 10, 4:41 pm EDT	STANDEX INTERNATIONAL CORP/DE/SXI	Daniel B HoganDirector	805	$76.65	$45,200	0	—
Sep 10, 2018 AForm 4 →	Sep 11, 11:18 am EDT	NORFOLK SOUTHERN CORPNSC	Daniel A CarpDirector	193	$179.08	$34,635	36,733	—
Sep 6, 2018 AForm 4 →	Sep 10, 4:36 pm EDT	STANDEX INTERNATIONAL CORP/DE/SXI	Paul C. BurnsVice Pres. Corp Development	439	$76.65	$33,656	439	—	amended
Sep 10, 2018 AForm 4 →	Sep 11, 11:30 am EDT	NORFOLK SOUTHERN CORPNSC	Michael D LockhartDirector	170	$179.33	$30,569	24,777	—
Sep 6, 2018 AForm 4 →	Sep 10, 4:54 pm EDT	STANDEX INTERNATIONAL CORP/DE/SXI	Ross McGovernVice President Human Resources	393	$76.65	$30,100	393	—
Sep 6, 2018 AForm 4 →	Sep 10, 4:51 pm EDT	STANDEX INTERNATIONAL CORP/DE/SXI	Michael A HickeyDirector	392	$76.65	$30,081	392	—
Sep 10, 2018 AForm 4 →	Sep 11, 11:16 am EDT	NORFOLK SOUTHERN CORPNSC	Thomas D Bell Jr.Director	88	$178.90	$15,663	19,666	—
Sep 10, 2018 AForm 4 →	Sep 11, 11:18 am EDT	NORFOLK SOUTHERN CORPNSC	Wesley G BushDirector	76	$179.36	$13,721	10,651	—
Sep 6, 2018 AMForm 4 →	Sep 10, 4:39 pm EDT	STANDEX INTERNATIONAL CORP/DE/SXI	Sean C ValashinasChief Accounting Officer	336	$76.65	$13,549	0	—	amended
Sep 10, 2018 AForm 4 →	Sep 11, 11:30 am EDT	NORFOLK SOUTHERN CORPNSC	Amy E MilesDirector	35	$178.90	$6,299	7,908	—
Sep 10, 2018 AForm 4 →	Sep 11, 11:31 am EDT	NORFOLK SOUTHERN CORPNSC	Martin H. NesbittDirector	35	$178.90	$6,299	7,908	—
Sep 10, 2018 AForm 4 →	Sep 11, 11:32 am EDT	NORFOLK SOUTHERN CORPNSC	John R ThompsonDirector	35	$178.90	$6,299	7,908	—
Sep 7, 2018 PForm 4 →	Sep 10, 4:40 pm EDT	Magnolia Oil & Gas CorpMGY	Christopher G StavrosExecutive VP, CFO & Secretary	1,667	$3.67	$6,121	1,667	—
Sep 10, 2018 JForm 4 →	Sep 11, 10:46 am EDT	PACCAR INCPCAR	Beth FordDirector	71	$69.99	$5,000	7,408	—
Sep 10, 2018 JForm 4 →	Sep 11, 11:21 am EDT	PACCAR INCPCAR	Charles R WilliamsonDirector	71	$69.99	$5,000	41,267	—
Sep 6, 2018 MForm 4 →	Sep 10, 9:15 pm EDT	Workday, Inc.WDAY	George J Still Jr.Director	7,000	$0.65	$4,550	85,000	—
Sep 5, 2018 AForm 4 →	Sep 10, 4:13 pm EDT	DUNKIN' BRANDS GROUP, INC.DNKN	Ralph AlvarezDirector	55	$75.52	$4,154	12,045	—	late
Sep 5, 2018 AForm 4 →	Sep 10, 4:14 pm EDT	DUNKIN' BRANDS GROUP, INC.DNKN	Anthony DinoviDirector	37	$75.52	$2,794	8,049	—	late
Sep 7, 2018 AForm 4 →	Sep 11, 11:39 am EDT	FULLER H B COFUL	John J CorkreanExecutive VP and CFO	47	$55.49	$2,589	854	—
Sep 5, 2018 AForm 4 →	Sep 10, 4:15 pm EDT	DUNKIN' BRANDS GROUP, INC.DNKN	Carl SparksDirector	34	$75.52	$2,568	7,405	—	late
Sep 5, 2018 AForm 4 →	Sep 10, 4:14 pm EDT	DUNKIN' BRANDS GROUP, INC.DNKN	Irene Chang BrittDirector	33	$75.52	$2,492	7,106	—	late
Sep 10, 2018 AForm 4 →	Sep 11, 11:16 am EDT	NORFOLK SOUTHERN CORPNSC	Mitchell E DanielsDirector	11	$178.90	$1,944	2,441	—
Sep 10, 2018 AForm 4 →	Sep 11, 11:17 am EDT	NORFOLK SOUTHERN CORPNSC	Marcela E DonadioDirector	11	$178.90	$1,944	2,441	—
Sep 10, 2018 AForm 4 →	Sep 11, 11:32 am EDT	NORFOLK SOUTHERN CORPNSC	Jennifer F. ScanlonDirector	5	$178.90	$808	1,014	—
Sep 5, 2018 AForm 4 →	Sep 10, 4:15 pm EDT	DUNKIN' BRANDS GROUP, INC.DNKN	Mark E NunnellyDirector	9	$75.52	$680	1,964	—	late
Sep 7, 2018 AForm 4 →	Sep 11, 11:58 am EDT	FULLER H B COFUL	David W. MoormanVP, Operations Excellence	11	$55.49	$605	205	—
Sep 7, 2018 AForm 4 →	Sep 11, 11:58 am EDT	FULLER H B COFUL	Zhiwei CaiSr. VP, Engineering Adhesives	5	$55.49	$257	1,418	—
Sep 5, 2018 AForm 4 →	Sep 10, 4:13 pm EDT	DUNKIN' BRANDS GROUP, INC.DNKN	Linda W. BoffDirector	3	$75.52	$227	713	—	late
Sep 6, 2018 MForm 4 →	Sep 10, 4:03 pm EDT	TENNANT COTNC	David W. HumlSVP, Global Marketing	13,416	—	—	0	—
Sep 8, 2018 MForm 4 →	Sep 10, 4:04 pm EDT	PATTERSON UTI ENERGY INCPTEN	Charles Andrew SmithEVP & Chief Financial Officer	47,058	—	—	47,059	—
Sep 6, 2018 MForm 4 →	Sep 10, 4:06 pm EDT	BRIGHT HORIZONS FAMILY SOLUTIONS INC.BFAM	Lightfoot Sara LawrenceDirector	3,000	—	—	0	—
Sep 6, 2018 MForm 4 →	Sep 10, 4:09 pm EDT	ADVANCED MICRO DEVICES INCAMD	Lisa T SuPresident & CEO, Director	75,000	—	—	50,553	—
Sep 7, 2018 MForm 4 →	Sep 10, 4:11 pm EDT	Karyopharm Therapeutics Inc.KPTI	Sharon ShachamPresident & CSO	12,500	—	—	1,764	—
Sep 1, 2018 MForm 4 →	Sep 10, 4:12 pm EDT	Ryman Hospitality Properties, Inc.RHP	Michael J BenderDirector	4,462	—	—	0	—	late
Sep 6, 2018 MForm 4 →	Sep 10, 4:13 pm EDT	KEMPER CorpKMPR	Christine F. MullinsSVP & Chief HR Officer	3,482	—	—	6,964	—
Sep 7, 2018 MForm 4 →	Sep 10, 4:13 pm EDT	Karyopharm Therapeutics Inc.KPTI	Michael KauffmanChief Executive Officer, Director	12,500	—	—	1,764	—
Sep 8, 2018 MForm 4 →	Sep 10, 4:16 pm EDT	Casa Systems IncCASA	Daniel S. MeadDirector	1,005	—	—	10,052	—
Jul 20, 2018 MForm 4/A →	Sep 10, 4:16 pm EDT	At Home Group Inc.HOME	Norman E McLeodChief Development Officer	13,239	—	—	113,288	—
Sep 6, 2018 MForm 4 →	Sep 10, 4:17 pm EDT	At Home Group Inc.HOME	Norman E McLeodChief Development Officer	2,592	—	—	98,472	—
Sep 6, 2018 AForm 4 →	Sep 10, 4:19 pm EDT	LEMAITRE VASCULAR INCLMAT	George W LeMaitreChairman and CEO, Director, 10% Owner	26	—	—	32	—
Sep 6, 2018 AForm 4 →	Sep 10, 4:24 pm EDT	LEMAITRE VASCULAR INCLMAT	David B RobertsPresident and Director, Director	8	—	—	10	—
Sep 9, 2018 MForm 4 →	Sep 10, 4:25 pm EDT	STANDEX INTERNATIONAL CORP/DE/SXI	Charles H Cannon Jr.Director	860	—	—	0	—
Sep 7, 2018 MForm 4 →	Sep 10, 4:27 pm EDT	ABM INDUSTRIES INC /DE/ABM	Dean A ChinSVP - Chief Accounting Officer	5,682	—	—	0	—
Sep 9, 2018 MForm 4 →	Sep 10, 4:27 pm EDT	STANDEX INTERNATIONAL CORP/DE/SXI	Jeffrey S EdwardsDirector	645	—	—	0	—
Sep 7, 2018 MForm 4 →	Sep 10, 4:27 pm EDT	Huntsman CORPHUN	Rohit AggarwalDivision President	2,897	—	—	2,896	—
Sep 7, 2018 MForm 4 →	Sep 10, 4:30 pm EDT	Oxford Immunotec Global PLCOXFD	Peter Wrighton-SmithChief Executive Officer, Director	40,000	—	—	54,273	—
Sep 7, 2018 MForm 4 →	Sep 10, 4:32 pm EDT	UNITEDHEALTH GROUP INCUNH	Steven H NelsonEVP & CEO, UnitedHealthcare	38,249	—	—	27,444	—
Sep 6, 2018 AForm 4 →	Sep 10, 4:32 pm EDT	LEMAITRE VASCULAR INCLMAT	Joseph P Pellegrino Jr.Chief Financial Officer, Director	8	—	—	10	—
Sep 6, 2018 MForm 4 →	Sep 10, 4:32 pm EDT	CERNER CORP /MO/CERN	Zane M BurkePresident	82,080	—	—	0	—
Sep 6, 2018 AForm 4 →	Sep 10, 4:34 pm EDT	LEMAITRE VASCULAR INCLMAT	Trent G KamkeSenior V. P., Operations	3	—	—	3	—
Sep 6, 2018 MForm 4 →	Sep 10, 4:34 pm EDT	Ulta Beauty, Inc.ULTA	Lorna NaglerDirector	2,000	—	—	11,667	—
Sep 7, 2018 MForm 4 →	Sep 10, 4:38 pm EDT	HMS HOLDINGS CORPHMSY	Ellen A RudnickDirector	2,554	—	—	0	—
Sep 6, 2018 MForm 4 →	Sep 10, 4:43 pm EDT	HORACE MANN EDUCATORS CORP /DE/HMN	John P. McCarthySenior Vice President	8,992	—	—	8,992	—
Sep 6, 2018 MForm 4 →	Sep 10, 4:44 pm EDT	SendGrid, Inc.SEND	Yanagawa Leandra FishmanSVP of Sales & Cust. Success	10,000	—	—	247,847	—
Sep 6, 2018 MForm 4 →	Sep 10, 4:48 pm EDT	SendGrid, Inc.SEND	Craig KaesSVP of Engineering	15,391	—	—	318,791	—
Sep 6, 2018 MForm 4 →	Sep 10, 4:48 pm EDT	MOMENTA PHARMACEUTICALS INCMNTA	James R SulatDirector	13,500	—	—	13,500	—
Sep 6, 2018 MForm 4/A →	Sep 10, 4:51 pm EDT	SMARTFINANCIAL INC.SMBK	Robert Wade Kuhn Jr.Regional President - SmartBank	34,000	—	—	0	—
Sep 6, 2018 AForm 4 →	Sep 10, 4:59 pm EDT	VIASAT INCVSAT	Sean PakDirector	6,600	—	—	1,600	—
Sep 7, 2018 CForm 4 →	Sep 10, 5:00 pm EDT	Blue Apron Holdings, Inc.APRN	Ilia M PapasChief Technology Officer	133,333	—	—	5,881,377	—
Sep 6, 2018 MForm 4 →	Sep 10, 5:02 pm EDT	GENOMIC HEALTH INCGHDX	Fred E CohenDirector	8,250	—	—	0	—
Sep 6, 2018 AMForm 4 →	Sep 10, 5:05 pm EDT	VIASAT INCVSAT	Frank BiondiDirector	8,200	—	—	0	—
Sep 6, 2018 MForm 4 →	Sep 10, 5:13 pm EDT	GENERAL ELECTRIC COGE	Alexander DimitriefSenior Vice President	3,400	—	—	13,600	—
Sep 6, 2018 AMForm 4 →	Sep 10, 5:15 pm EDT	VIASAT INCVSAT	Jeffrey M NashDirector	8,200	—	—	0	—
Sep 6, 2018 AForm 4 →	Sep 10, 5:16 pm EDT	RAYTHEON CO/RTN	Ellen M PawlikowskiDirector	492	—	—	492	—
Sep 6, 2018 MForm 4 →	Sep 10, 5:16 pm EDT	GENERAL ELECTRIC COGE	David Leon JoyceVice Chairman	5,600	—	—	22,400	—	amended
Sep 6, 2018 MForm 4 →	Sep 10, 5:18 pm EDT	GENERAL ELECTRIC COGE	Jamie S MillerSenior Vice President	4,200	—	—	16,800	—
Sep 10, 2018 MForm 4 →	Sep 10, 5:20 pm EDT	BANCFIRST CORP /OK/BANF	David SeatRegional Executive	354	—	—	528	—
Sep 7, 2018 JForm 4 →	Sep 10, 5:21 pm EDT	Cornerstone OnDemand IncCSOD	Silver Lake Group, L.L.C. +3Director, 10% Owner	—	—	—	—	—
Sep 6, 2018 MForm 4 →	Sep 10, 5:22 pm EDT	NLIGHT, INC.LASR	Robert MartinsenChief Technology Officer	12,000	—	—	36,000	—
Sep 7, 2018 DForm 4 →	Sep 10, 5:25 pm EDT	PRGX GLOBAL, INC.PRGX	Peter LimeriChief Financial Officer	67,076	—	—	0	—
Sep 7, 2018 MForm 4 →	Sep 10, 5:37 pm EDT	USANA HEALTH SCIENCES INCUSNA	Jim BrownPresident & COO	24,734	—	—	30,000	—
Sep 7, 2018 MForm 4 →	Sep 10, 5:38 pm EDT	PEGASYSTEMS INCPEGA	Efstathios A KouninisVP of Finance & CAO	270	—	—	566	—
Sep 7, 2018 MForm 4 →	Sep 10, 5:41 pm EDT	PEGASYSTEMS INCPEGA	Douglas I KraSVP, Global Customer Success	504	—	—	1,006	—
Sep 7, 2018 MForm 4 →	Sep 10, 5:45 pm EDT	PEGASYSTEMS INCPEGA	Michael R PyleSenior VP, Engineering	440	—	—	880	—
Sep 6, 2018 OForm 4 →	Sep 10, 5:46 pm EDT	vTv Therapeutics Inc.VTVT	Ronald O Perelman10% Owner	1	—	—	1	—
Sep 6, 2018 MForm 4 →	Sep 10, 5:47 pm EDT	COOPER COMPANIES INCCOO	Agostino RicupatiSVP, Fin & Tax; Chief Actg Off	1,575	—	—	2,497	—
Sep 7, 2018 MForm 4 →	Sep 10, 5:48 pm EDT	PEGASYSTEMS INCPEGA	Leon TreflerSVP, Global Customer Success	504	—	—	1,006	—
Sep 8, 2018 MForm 4 →	Sep 10, 5:48 pm EDT	HARMONIC INCHLIT	Sanjay KalraChief Financial Officer	4,166	—	—	29,167	—
Sep 6, 2018 MForm 4 →	Sep 10, 5:48 pm EDT	Performance Food Group CoPFGC	George L HolmSee Remarks, Director	9,159	—	—	80,519	—
Sep 6, 2018 MForm 4 →	Sep 10, 6:01 pm EDT	NAVIGANT CONSULTING INCNCI	Lee A SpirerEVP & CGTO	32,659	—	—	0	—
Sep 6, 2018 AMForm 4 →	Sep 10, 6:12 pm EDT	VIASAT INCVSAT	B Allen LayDirector	8,200	—	—	0	—
Sep 6, 2018 AMForm 4 →	Sep 10, 6:16 pm EDT	VIASAT INCVSAT	John P StenbitDirector	8,200	—	—	0	—
Sep 10, 2018 MForm 4 →	Sep 10, 6:19 pm EDT	CONOCOPHILLIPSCOP	Glenda Mae SchwarzVP & Controller	18,882	—	—	0	—
Sep 6, 2018 AMForm 4 →	Sep 10, 6:21 pm EDT	VIASAT INCVSAT	Varsha Rajendra RaoDirector	8,200	—	—	0	—
Sep 7, 2018 AForm 4 →	Sep 10, 6:22 pm EDT	Dare Bioscience, Inc.DARE	Sabrina Martucci JohnsonChief Executive Officer, Director	192,000	—	—	192,000	—
Sep 7, 2018 AForm 4 →	Sep 10, 6:23 pm EDT	Dare Bioscience, Inc.DARE	Lisa Walters-HoffertChief Financial Officer	100,000	—	—	100,000	—
Sep 6, 2018 CForm 4 →	Sep 10, 6:29 pm EDT	Stitch Fix, Inc.SFIX	LIGHTSPEED VENTURE PARTNERS VIII LP +610% Owner	1,148,686	—	—	2,297,368	—
Sep 6, 2018 AMForm 4 →	Sep 10, 6:31 pm EDT	VIASAT INCVSAT	Robert W JohnsonDirector	8,200	—	—	0	—
Sep 6, 2018 MForm 4 →	Sep 10, 6:32 pm EDT	ARROWHEAD PHARMACEUTICALS, INC.ARWR	Kenneth Allen MyszkowskiChief Financial Officer	45,000	—	—	243,000	—
Sep 6, 2018 AMForm 4 →	Sep 10, 6:36 pm EDT	VIASAT INCVSAT	Harvey WhiteDirector	8,200	—	—	0	—
Sep 6, 2018 JForm 4 →	Sep 10, 6:51 pm EDT	Hyatt Hotels CorpH	Gigi Pritzker Pucker10% Owner	1,747,016	—	—	18,837,636	—
Aug 17, 2018 AForm 4 →	Sep 10, 6:52 pm EDT	VERU INC.VERU	Mario EisenbergerDirector	5,000	—	—	5,000	—	late
Sep 6, 2018 JForm 4 →	Sep 10, 6:52 pm EDT	Hyatt Hotels CorpH	Thomas PritzkerSee Remarks, Director, 10% Owner	1,746,453	—	—	22,469,804	—
Aug 17, 2018 AForm 4 →	Sep 10, 6:55 pm EDT	VERU INC.VERU	Michael L RankowitzDirector	5,000	—	—	5,000	—	late
Sep 10, 2018 MForm 4 →	Sep 10, 6:59 pm EDT	OMNICELL, IncOMCL	Peter J. KuipersExecutive V P& CFO	5,574	—	—	1,884	—
Sep 6, 2018 MForm 4 →	Sep 10, 7:00 pm EDT	TherapeuticsMD, Inc.TXMD	Robert G FinizioCEO, Director, 10% Owner	184,000	—	—	1,288,910	—
Sep 7, 2018 MForm 4 →	Sep 10, 7:06 pm EDT	ANAPTYSBIO INCANAB	Marco LondeiChief Medical Officer	142,857	—	—	18,108	—
Sep 6, 2018 AForm 4 →	Sep 10, 7:06 pm EDT	EyePoint Pharmaceuticals, Inc.EYPT	David J MazzoDirector	2,084	—	—	417	—
Sep 6, 2018 MForm 4 →	Sep 10, 7:17 pm EDT	TWILIO INCTWLO	George HuChief Operating Officer	2,800	—	—	775,400	—
Sep 6, 2018 MForm 4 →	Sep 10, 7:31 pm EDT	EXP World Holdings, Inc.EXPI	Richard Stanwood MillerDirector	4,900	—	—	1,320,000	—
Sep 6, 2018 AMForm 4 →	Sep 10, 7:33 pm EDT	CDK Global, Inc.CDK	Neil PackhamPresident CDK International	3,110	—	—	681	—
Sep 8, 2018 MForm 4 →	Sep 10, 7:44 pm EDT	Axalta Coating Systems Ltd.AXTA	Samuel L. SmolikDirector	733	—	—	734	—
Sep 6, 2018 MForm 4 →	Sep 10, 7:45 pm EDT	CBS CORPCBS, CBS.A	Anthony G AmbrosioSr.EVP Chief Admin & HR Ofcr	15,679	—	—	15,680	—
Sep 10, 2018 MForm 4 →	Sep 10, 7:46 pm EDT	CERUS CORPCERS	Kevin Dennis GreenChief Financial Officer	2,783	—	—	19,484	—
Sep 7, 2018 MForm 4 →	Sep 10, 8:01 pm EDT	VOCERA COMMUNICATIONS, INC.VCRA	Brent D. LangChairman, President & CEO, Director	10,000	—	—	34,500	—
Sep 10, 2018 MForm 4 →	Sep 10, 8:26 pm EDT	Verisk Analytics, Inc.VRSK	David B WrightDirector	4,200	—	—	5,700	—
Sep 10, 2018 MForm 4 →	Sep 10, 8:33 pm EDT	ECHELON CORPELON	Sohrab ModiSVP and CTO	850	—	—	0	—
Sep 6, 2018 MForm 4 →	Sep 10, 8:34 pm EDT	IROBOT CORPIRBT	Christian CerdaChief Operating Officer	38,985	—	—	2,685	—
Sep 7, 2018 MForm 4 →	Sep 10, 8:46 pm EDT	HEALTHCARE SERVICES GROUP INCHCSG	David HurlockExecutive Vice President & COO	1,282	—	—	5,124	—
Sep 6, 2018 MForm 4 →	Sep 10, 8:57 pm EDT	NRG ENERGY, INC.NRG	Christopher MoserExec Vice Pres, Operations	15,200	—	—	0	—
Sep 6, 2018 CForm 4 →	Sep 10, 9:37 pm EDT	Alteryx, Inc.AYX	Insight Holdings Group, LLC +410% Owner	1,000,000	—	—	1,757,241	—
Aug 13, 2018 CForm 4 →	Sep 10, 9:37 pm EDT	Alteryx, Inc.AYX	Jeff HoringDirector	2,000,000	—	—	8,370,545	—	late
Sep 6, 2018 CForm 4 →	Sep 10, 9:38 pm EDT	Alteryx, Inc.AYX	Insight Holdings Group, LLC +610% Owner	1,000,000	—	—	92,687	—
Aug 25, 2017 ACForm 4 →	Sep 11, 2018, 7:21 am EDT	Jerrick Media Holdings, Inc.JMDA	Leonard M SchillerDirector	1,930,907	—	—	252,949	—	late
Sep 10, 2018 MForm 4 →	Sep 11, 9:53 am EDT	FEDERAL SIGNAL CORP /DE/FSS	Daniel A. DuPreVP, GC & Secretary	10,500	—	—	0	—
Sep 10, 2018 MForm 4 →	Sep 11, 10:18 am EDT	TransDigm Group INCTDG	James SkulinaExecutive Vice President	10,000	—	—	15,000	—
Sep 7, 2018 MForm 4 →	Sep 11, 10:24 am EDT	Yum China Holdings, Inc.YUMC	Jonathan S LinenDirector	3,835	—	—	0	—
Sep 10, 2018 MForm 4 →	Sep 11, 10:25 am EDT	Neenah IncNP	Larry Newton BrownleeVP & Controller	351	—	—	650	—
Aug 1, 2018 AForm 4 →	Sep 11, 10:39 am EDT	PEDEVCO CORPPED	John J ScelfoDirector	—	—	—	—	—	late
Sep 7, 2018 MForm 4 →	Sep 11, 11:05 am EDT	GEOSPACE TECHNOLOGIES CORPGEOS	Robbin B. AdamsExecutive Vice President	500	—	—	0	—	amended
Sep 10, 2018 JForm 4 →	Sep 11, 11:06 am EDT	ESTEE LAUDER COMPANIES INCEL	Ronald S LauderChairman, Clinique Labs, LLC, Director, 10% Owner	4,000,000	—	—	2,000,000	—
Sep 7, 2018 MForm 4/A →	Sep 11, 11:42 am EDT	GEOSPACE TECHNOLOGIES CORPGEOS	Robbin B. AdamsExecutive Vice President	500	—	—	0	—
Sep 8, 2018 MForm 4 →	Sep 11, 11:59 am EDT	Macy's, Inc.M	III Harry A LawtonPresident	54,722	—	—	109,443	—
Sep 7, 2018 AForm 4 →	Sep 11, 12:17 pm EDT	TE Connectivity Ltd.TEL	Mario CalastriSVP & Treasurer	20	—	—	4,142	—
Sep 7, 2018 AForm 4 →	Sep 11, 12:17 pm EDT	TE Connectivity Ltd.TEL	Terrence R CurtinChief Exec. Officer & Director, Director	14	—	—	2,848	—
Sep 7, 2018 AForm 4 →	Sep 11, 12:17 pm EDT	TE Connectivity Ltd.TEL	John S JenkinsEVP & General Counsel	21	—	—	4,410	—
Sep 7, 2018 AForm 4 →	Sep 11, 12:17 pm EDT	TE Connectivity Ltd.TEL	Thomas J LynchDirector	39	—	—	8,081	—
Sep 7, 2018 AForm 4 →	Sep 11, 12:17 pm EDT	TE Connectivity Ltd.TEL	Steven T MerktPresident, Transportation Sol.	154	—	—	31,810	—
Sep 7, 2018 AForm 4 →	Sep 11, 12:17 pm EDT	TE Connectivity Ltd.TEL	Heath A MittsEVP & Chief Financial Officer	289	—	—	59,689	—
Sep 7, 2018 AForm 4 →	Sep 11, 12:17 pm EDT	TE Connectivity Ltd.TEL	Tim MurphySVP & CHRO	2	—	—	535	—
Sep 7, 2018 AForm 4 →	Sep 11, 12:17 pm EDT	TE Connectivity Ltd.TEL	Robert J OttSr VP & Corporate Controller	2	—	—	378	—
Sep 7, 2018 AForm 4 →	Sep 11, 12:17 pm EDT	TE Connectivity Ltd.TEL	Eric ReschSr VP & Chief Tax Officer	2	—	—	378	—
Sep 7, 2018 AForm 4 →	Sep 11, 12:18 pm EDT	TE Connectivity Ltd.TEL	Kevin N RockPresident, Industrial Solution	59	—	—	12,136	—
Sep 7, 2018 AForm 4 →	Sep 11, 12:18 pm EDT	TE Connectivity Ltd.TEL	Joan WainwrightPres., Channel & Customer Exp.	48	—	—	9,870	—
Sep 7, 2018 AForm 4 →	Sep 11, 12:18 pm EDT	TE Connectivity Ltd.TEL	Shadrak W KroegerPres., Communications Solution	3	—	—	427	—
Sep 9, 2018 MForm 4 →	Sep 11, 12:18 pm EDT	DASAN ZHONE SOLUTIONS INCDZSI	Seong Gyun KimDirector	750	—	—	1,500	—
Sep 7, 2018 MForm 4 →	Sep 11, 1:28 pm EDT	BIO-RAD LABORATORIES, INC.BIO, BIOB	Michael CrowleyEVP, GBL Commercial Operations	600	—	—	1,800	—
Sep 7, 2018 MForm 4 →	Sep 11, 1:36 pm EDT	USANA HEALTH SCIENCES INCUSNA	Daniel A. MacugaChief Communications Officer	24,620	—	—	33,000	—
Sep 4, 2018 AForm 4 →	Sep 11, 1:38 pm EDT	ALICO INCALCO	Remy W TrafeletPresident & CEO, Director, 10% Owner	210,000	—	—	510,000	—	late
Sep 7, 2018 MForm 4 →	Sep 11, 1:42 pm EDT	BIO-RAD LABORATORIES, INC.BIO, BIOB	Timothy S ErnstEVP, General Counsel & Sec	500	—	—	1,500	—
Sep 10, 2018 MForm 4 →	Sep 11, 1:46 pm EDT	NORDSTROM INCJWN	Robert SariSenior VP and Secretary	53,024	—	—	5,049	—
Sep 7, 2018 MForm 4 →	Sep 11, 2:02 pm EDT	BIO-RAD LABORATORIES, INC.BIO, BIOB	John HertiaExecutive Vice President	600	—	—	1,800	—
Sep 10, 2018 MForm 4 →	Sep 11, 2:13 pm EDT	Xylem Inc.XYL	Paul A StellatoChief Accounting Officer	2,000	—	—	6,398	—
Sep 7, 2018 MForm 4 →	Sep 11, 2:20 pm EDT	BIO-RAD LABORATORIES, INC.BIO, BIOB	Ronald W HuttonVice President and Treasurer	170	—	—	510	—
Sep 7, 2018 MForm 4 →	Sep 11, 2:24 pm EDT	TORO COTTC	Bradley A HamiltonGroup VP, Commercial & Intl	6,060	—	—	0	—
Sep 10, 2018 MForm 4 →	Sep 11, 2:25 pm EDT	AMERICAN SOFTWARE INCAMSWA	J Michael EdenfieldDirector	13,700	—	—	10,300	—
Sep 8, 2018 MForm 4 →	Sep 11, 2:28 pm EDT	BIO-RAD LABORATORIES, INC.BIO, BIOB	Giovanni MagniEVP, Chief Strategy Officer	400	—	—	1,200	—
Sep 7, 2018 MForm 4 →	Sep 11, 2:29 pm EDT	CENTRAL PACIFIC FINANCIAL CORPCPF	Denis IsonoExecutive Vice President	10,940	—	—	24,000	—
Sep 11, 2018 MForm 4 →	Sep 11, 2:33 pm EDT	HomeStreet, Inc.HMST	Mark R RuhEVP & CFO	1,361	—	—	6,179	—
Sep 7, 2018 MForm 4 →	Sep 11, 2:33 pm EDT	BIO-RAD LABORATORIES, INC.BIO, BIOB	James R StarkVP, Corporate Controller	300	—	—	900	—
Sep 10, 2018 MForm 4 →	Sep 11, 2:37 pm EDT	RAYMOND JAMES FINANCIAL INCRJF	John C Carson Jr.President	5,698	—	—	5,000	—
Sep 10, 2018 MForm 4 →	Sep 11, 2:38 pm EDT	Integer Holdings CorpITGR	Peter H SoderbergDirector	5,767	—	—	0	—
Sep 7, 2018 MForm 4 →	Sep 11, 2:38 pm EDT	BIO-RAD LABORATORIES, INC.BIO, BIOB	Norman D SchwartzChairman, President, and CEO, Director, 10% Owner	3,000	—	—	9,000	—
Sep 7, 2018 MForm 4 →	Sep 11, 2:40 pm EDT	Integer Holdings CorpITGR	William B Summers Jr.Director	26,661	—	—	0	—
Sep 7, 2018 MForm 4 →	Sep 11, 2:43 pm EDT	BIO-RAD LABORATORIES, INC.BIO, BIOB	Christine A TsingosEVP and CFO	500	—	—	1,500	—
Sep 7, 2018 MForm 4 →	Sep 11, 2:46 pm EDT	BIO-RAD LABORATORIES, INC.BIO, BIOB	Annette TumoloExecutive Vice President	600	—	—	1,800	—
Aug 1, 2018 AForm 4 →	Sep 11, 3:09 pm EDT	PEDEVCO CORPPED	Simon G KukesChief Executive Officer, Director, 10% Owner	—	—	—	—	—	late
Sep 10, 2018 MForm 4 →	Sep 11, 3:11 pm EDT	KENNAMETAL INCKMT	Michelle R KeatingVice President	268	—	—	0	—
Sep 4, 2018 AForm 4 →	Sep 11, 3:12 pm EDT	ALICO INCALCO	John E KiernanExecutive Vice President & CFO	90,000	—	—	103,000	—	late
Sep 7, 2018 AForm 4 →	Sep 11, 3:18 pm EDT	FORWARD AIR CORPFWRD	C Robert CampbellDirector	12	—	—	601	—
Sep 10, 2018 MForm 4 →	Sep 11, 3:40 pm EDT	3M COMMM	Eric D. HammesSenior Vice President	1,272	—	—	0	—
Sep 4, 2018 MForm 4 →	Sep 11, 3:46 pm EDT	Proto Labs IncPRLB	Arthur R. Baker IIIChief Technology Officer	3,474	—	—	5,211	—	late

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.