SEC Form 4 · accession 0001127602-18-027331
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric D. Hammes
Officer — Senior Vice President
Period of report
Sep 10, 2018
Accepted (ET)
Sep 11, 2018 · 3:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 10, 2018 | M | 1,272 | $54.11 | A | 5,634 | D | |
| Common StockF1 | Sep 10, 2018 | S | 1,272 | $216.00 | D | 4,362 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $54.11 | Sep 10, 2018 | M | 1,272 | D | Feb 9, 2010 | Feb 8, 2019 | Common Stock | 1,272 | 0 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 9, 2018