SEC Form 4 · accession 0001179110-18-011254
USANA HEALTH SCIENCES INC · USNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jim Brown
Officer — President & COO
Period of report
Sep 7, 2018
Accepted (ET)
Sep 10, 2018 · 5:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 7, 2018 | M | 10,500 | $70.745 | A | 10,500 | D | |
| Common StockF2 | Sep 7, 2018 | S | 3,829 | $124.528 | D | 6,671 | D | |
| Common StockF3 | Sep 7, 2018 | S | 6,671 | $125.337 | D | 0 | D | |
| Common StockF1 | Sep 10, 2018 | M | 121 | $70.745 | A | 121 | D | |
| Common Stock | Sep 10, 2018 | S | 121 | $123.74 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock - Settled Stock Appreciation Rights | $70.745 | Sep 7, 2018 | M | 24,449 | D | Sep 1, 2018 | Mar 1, 2020 | Common Stock | 24,449 | 30,285 | D |
| Stock - Settled Stock Appreciation Rights | $70.745 | Sep 10, 2018 | M | 285 | D | Sep 1, 2018 | Mar 1, 2020 | Common Stock | 285 | 30,000 | D |
Explanation of responses
- F1The shares acquired resulted from reporting person's settlement of the stock-settled stock appreciation rights disclosed in Table-II
- F2Weighted average price $124.528. Price range in multiple transactions was $124.00 to $124.85 inclusively.
- F3Weighted average price $125.337. Price range in multiple transactions was $125.00 to $125.70 inclusively.