SEC Form 4 · accession 0001104659-18-056073
Alteryx, Inc. · AYX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Sep 6, 2018
Accepted (ET)
Sep 10, 2018 · 9:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001689923
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F3,F7 | Sep 6, 2018 | C | 620,528 | — | A | 829,957 | I | See Footnotes |
| Class A Common StockF1,F4,F7 | Sep 6, 2018 | C | 160,513 | — | A | 214,686 | I | See Footnotes |
| Class A Common StockF1,F5,F7 | Sep 6, 2018 | C | 196,813 | — | A | 263,237 | I | See Footnotes |
| Class A Common StockF1,F6,F7 | Sep 6, 2018 | C | 22,146 | — | A | 29,620 | I | See Footnotes |
| Class A Common StockF2,F3,F7 | Sep 6, 2018 | J | 620,528 | — | D | 209,429 | I | See Footnotes |
| Class A Common StockF2,F4,F7 | Sep 6, 2018 | J | 160,513 | — | D | 54,173 | I | See Footnotes |
| Class A Common StockF2,F5,F7 | Sep 6, 2018 | J | 196,813 | — | D | 66,424 | I | See Footnotes |
| Class A Common StockF2,F6,F7 | Sep 6, 2018 | J | 22,146 | — | D | 7,474 | I | See Footnotes |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | — | Sep 6, 2018 | C | 620,528 | D | — | — | Class A Common Stock | 620,528 | 2,597,081 | D |
| Class B Common StockF1 | — | Sep 6, 2018 | C | 160,513 | D | — | — | Class A Common Stock | 160,513 | 671,789 | D |
| Class B Common StockF1 | — | Sep 6, 2018 | C | 196,813 | D | — | — | Class A Common Stock | 196,813 | 823,714 | D |
| Class B Common StockF1 | — | Sep 6, 2018 | C | 22,146 | D | — | — | Class A Common Stock | 22,146 | 92,687 | D |
Explanation of responses
- F1See Exhibit 99.1
- F2See Exhibit 99.1
- F3See Exhibit 99.1
- F4See Exhibit 99.1
- F5See Exhibit 99.1
- F6See Exhibit 99.1
- F7See Exhibit 99.1
Remarks
This Form 4 is one of two Forms 4 filed relating to the same event. The Form 4 has been split into two filings because there are more than 10 reporting persons in total, and the SEC's EDGAR filing system limits a single Form 4 to a maximum of 10 reporting person. Each Form 4 is filed by Designated Filer, Insight Holdings Group, LLC. Exhibit List: Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filers' Names and Addresses Exhibit 99.3 - Joint Filers' Signatures