SEC Form 4 · accession 0001225208-18-013301
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John S Jenkins
Officer — EVP & General Counsel
Period of report
Sep 7, 2018
Accepted (ET)
Sep 11, 2018 · 12:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Aug 3, 2018 | G | 110 | $0.00 | D | 16,627 | D | |
| Common Shares | Aug 3, 2018 | G | 1,116 | $0.00 | D | 15,511 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | $0.00 | Sep 7, 2018 | A | 21 | A | — | — | Common Shares | 21 | 4,410 | D |
Explanation of responses
- F1Represents a charitable gift of shares.
- F2Conversion is 1-for-1.
- F3Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.