SEC Form 4 · accession 0001209191-18-050312
SOUTHERN CO · SO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Lantrip
Officer — President & CEO, SCS
Period of report
Sep 6, 2018
Accepted (ET)
Sep 10, 2018 · 5:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000092122
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1 | $0.00 | Sep 6, 2018 | I | 15,268 | D | — | — | Southern Company Common Stock | 15,268 | 0 | D |
Explanation of responses
- F1Each share of phantom stock represents the right to receive one share of Southern Company common stock or the cash value thereof. There is no exercise or expiration date. This transaction represents a transfer from the phantom stock account into an alternative investment account, which is permitted under the Company's Deferred Compensation Plan at any time.