SEC Form 4 · accession 0001127602-18-027244
STANDEX INTERNATIONAL CORP/DE/ · SXI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
David A. Dunbar
Officer — President/CEO/Chairman · Director
Period of report
Sep 6, 2018
Accepted (ET)
Sep 10, 2018 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000310354
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 6, 2018 | A | 6,361 | $0.00 | A | 60,422 | D | |
| Common Stock | Sep 9, 2018 | M | 3,391 | $58.35 | A | 63,813 | D | |
| Common Stock | Sep 9, 2018 | F | 1,334 | $109.10 | D | 62,479 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock Units | $76.65 | Sep 6, 2018 | A | 4,670 | A | Sep 6, 2021 | Sep 6, 2021 | Common Stock | 4,670 | 4,670 | D |
| Phantom Stock Units | $58.35 | Sep 9, 2018 | M | 3,391 | D | Sep 9, 2018 | Sep 9, 2018 | Common Stock | 3,391 | 0 | D |
Explanation of responses
- F1Grant of restricted stock pursuant to Long Term Incentive Plan of the Company which cliff vests three years from the date of award.
- F2Vesting of Phantom Stock pursuant to the Company's Long Term Incentive Plan.
- F3Contingent purchase of Phantom Stock of the Company pursuant to Long Term Incentive Plan vesting three years after the date of purchase in the form of Common Stock.