SEC Form 4 · accession 0000899243-18-024154
Hyatt Hotels Corp · H
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Pritzker
Officer — See Remarks · Director · 10% Owner
Period of report
Sep 6, 2018
Accepted (ET)
Sep 10, 2018 · 6:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001468174
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2,F3,F1 | $0.00 | Sep 6, 2018 | J | 1,746,453 | A | — | — | Class A Common Stock | 1,746,453 | 22,469,804 | I |
| Class B Common StockF1 | $0.00 | holding | — | — | — | — | — | Class A Common Stock | 50,963 | 50,963 | D |
Explanation of responses
- F1As provided in the Issuer's Amended and Restated Certificate of Incorporation, each share of Class B Common Stock is convertible at any time, at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in the Issuer's Amended and Restated Certificate of Incorporation.
- F2On September 6, 2018, CIBC Trust Company (Bahamas) Limited resigned as trustee of certain trusts for the benefit of Thomas J. Pritzker and/or certain of his lineal descendants and Maroon Private Trust Company, LLC was appointed as successor trustee of such trusts.
- F3Represents shares held by THHC, L.L.C., a member-managed Delaware limited liability company controlled by F.L.P. Trust #11, and by certain trusts for which Maroon Private Trust Company, LLC serves as trustee. Maroon Private Trust Company, LLC is also the trustee of F.L.P. Trust #11. Maroon Private Trust Company, LLC is a manager-managed South Dakota limited liability company, the sole member of which is Maroon Trust. The Reporting Person is the trustee of Maroon Trust and in such capacity may, for the purposes hereof, be deemed to beneficially own the shares held by THHC, L.L.C. and by the other trusts for which Maroon Private Trust Company, LLC serves as trustee.
Remarks
Executive Chairman of Board of Directors