SEC Form 4 · accession 0001209191-18-050385
IROBOT CORP · IRBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christian Cerda
Officer — Chief Operating Officer
Period of report
Sep 6, 2018
Accepted (ET)
Sep 10, 2018 · 8:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001159167
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 6, 2018 | M | 3,163 | $43.35 | A | 76,063 | D | |
| Common Stock | Sep 6, 2018 | M | 4,025 | $35.43 | A | 80,088 | D | |
| Common Stock | Sep 6, 2018 | M | 8,308 | $34.30 | A | 88,396 | D | |
| Common Stock | Sep 6, 2018 | M | 7,707 | $32.38 | A | 96,103 | D | |
| Common Stock | Sep 6, 2018 | M | 6,379 | $33.14 | A | 102,482 | D | |
| Common Stock | Sep 6, 2018 | M | 7,313 | $37.62 | A | 109,795 | D | |
| Common Stock | Sep 6, 2018 | M | 2,090 | $39.09 | A | 111,885 | D | |
| Common StockF2 | Sep 6, 2018 | S | 59,441 | $107.5751 | D | 52,519 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to buy)F3 | $43.35 | Sep 6, 2018 | M | 3,163 | D | — | Mar 7, 2021 | Common Stock | 3,163 | 0 | D |
| Employee Stock Option (Right to buy)F3 | $35.43 | Sep 6, 2018 | M | 4,025 | D | — | Jun 6, 2021 | Common Stock | 4,025 | 0 | D |
| Employee Stock Option (Right to buy)F4 | $34.30 | Sep 6, 2018 | M | 8,308 | D | Mar 6, 2015 | Mar 6, 2022 | Common Stock | 8,308 | 1,917 | D |
| Employee Stock Option (Right to buy)F4 | $32.38 | Sep 6, 2018 | M | 7,707 | D | Jun 5, 2015 | Jun 5, 2022 | Common Stock | 7,707 | 2,568 | D |
| Employee Stock Option (Right to buy)F4 | $33.14 | Sep 6, 2018 | M | 6,379 | D | Mar 11, 2016 | Mar 11, 2023 | Common Stock | 6,379 | 4,959 | D |
| Employee Stock Option (Right to buy)F4 | $37.62 | Sep 6, 2018 | M | 7,313 | D | Jun 10, 2016 | Jun 10, 2023 | Common Stock | 7,313 | 7,312 | D |
| Employee Stock Option (Right to buy)F4 | $39.09 | Sep 6, 2018 | M | 2,090 | D | Sep 9, 2016 | Sep 9, 2023 | Common Stock | 2,090 | 2,685 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2018.
- F2Includes 75 shares of the Issuer's Common Stock purchased through the Issuer's 2017 Employee Stock Purchase Plan.
- F3This option is currently exercisable.
- F4This option vests over a four-year period, at a rate of twenty-five percent (25%) on the first anniversary of the date listed in the table, and quarterly thereafter.