SEC Form 4 · accession 0001127602-18-027299
Yum China Holdings, Inc. · YUMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan S Linen
Director
Period of report
Sep 7, 2018
Accepted (ET)
Sep 11, 2018 · 10:24 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001673358
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 7, 2018 | M | 3,835 | $9.24 | A | 59,678 | D | |
| Common Stock | Sep 7, 2018 | D | 929 | $38.17 | D | 58,749 | D | |
| Common Stock | holding | — | — | — | 4,000 | I | By Wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF2 | $9.24 | Sep 7, 2018 | M | 3,835 | D | — | Nov 4, 2018 | Common Stock | 3,835 | 0 | D |
Explanation of responses
- F1Includes 10,000 shares previously held indirectly in the Reporting Person's 2016 Grantor Retained Annuity Trust #2, and are now owned directly by the Reporting Person.
- F2Vested in full.