SEC Form 4 · accession 0001209191-18-050427
Xylem Inc. · XYL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul A Stellato
Officer — Chief Accounting Officer
Period of report
Sep 7, 2018
Accepted (ET)
Sep 11, 2018 · 2:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001524472
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 7, 2018 | S | 1,000 | $77.89 | D | 11,296 | D | |
| Common Stock | Sep 10, 2018 | M | 2,000 | $26.60 | A | 13,296 | D | |
| Common StockF2 | Sep 10, 2018 | S | 2,000 | $79.00 | D | 11,296 | D | |
| Common StockF3 | holding | — | — | — | 433 | I | by 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $26.60 | Sep 10, 2018 | M | 2,000 | D | — | Mar 2, 2022 | Common Stock | 2,000 | 6,398 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan adopted by the reporting person on August 3, 2018
- F2The exercise and sale were made pursuant to a 10b5-1 plan adopted by the reporting person on August 3, 2018.
- F3As of June 30, 2018.
- F4These options are fully vested and exercisable.