SEC Form 4 · accession 0001209191-18-050358
VIASAT INC · VSAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harvey White
Director
Period of report
Sep 6, 2018
Accepted (ET)
Sep 10, 2018 · 6:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000797721
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.0001 par value common stock | Sep 7, 2018 | M | 1,600 | $0.00 | A | 1,600 | D | |
| $.0001 par value common stock | Sep 7, 2018 | G | 1,600 | $0.00 | D | 0 | D | |
| $.0001 par value common stock | Sep 7, 2018 | G | 1,600 | $0.00 | A | 59,800 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| common stock option (right to buy)F2 | $61.60 | Sep 6, 2018 | A | 5,000 | A | — | Sep 6, 2024 | common stock | 5,000 | 5,000 | D |
| restricted stock unitF3,F4,F5 | — | Sep 6, 2018 | A | 1,600 | A | — | — | common stock | 1,600 | 1,600 | D |
| restricted stock unitF5 | $0.00 | Sep 7, 2018 | M | 1,600 | D | Sep 7, 2018 | — | common stock | 1,600 | 0 | D |
Explanation of responses
- F1The restricted stock unit was granted to Harvey P. White, a director of ViaSat, Inc. Upon vesting the shares were contributed to the H. White and S. White Trust.
- F2The option vests on September 6, 2019.
- F3Each restricted stock unit represents a contingent right to receive one share of ViaSat,Inc. common stock.
- F4Subject to the reporting person's continued service as a Director of the Issuer, this award will vest and convert into shares of common stock of the Issuer on September 6, 2019.
- F5Until vested, the restricted stock unit shall be subject to forfeiture in the event of termination of the directorship with the Issuer.