SEC Form 4 · accession 0001179110-18-011261
OMNICELL, INC. · OMCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter J. Kuipers
Officer — Executive V P& CFO
Period of report
Sep 10, 2018
Accepted (ET)
Sep 10, 2018 · 6:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000926326
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 10, 2018 | M | 5,574 | $0.00 | A | 57,116 | D | |
| Common StockF2 | Sep 10, 2018 | S | 2,343 | $68.9355 | D | 54,773 | D | |
| Common StockF3 | Sep 10, 2018 | S | 1,086 | $68.7836 | D | 53,687 | D | |
| Common StockF4 | Sep 10, 2018 | S | 261 | $68.936 | D | 53,426 | D | |
| Common StockF5 | Sep 10, 2018 | S | 1,884 | $68.8177 | D | 51,542 | D | |
| Common Stock | holding | — | — | — | 51,542 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options NQ (Right to Buy)F1 | $32.78 | Sep 10, 2018 | M | 2,343 | D | Sep 1, 2016 | Sep 1, 2025 | Common Stock | 2,343 | 2,373 | D |
| Stock Options NQ (Right to Buy)F1 | $27.70 | Sep 10, 2018 | M | 1,086 | D | Feb 4, 2017 | Feb 4, 2027 | Common Stock | 1,086 | 1,086 | D |
| Stock Options NQ (Right to Buy)F1 | $36.70 | Sep 10, 2018 | M | 261 | D | Feb 8, 2018 | Feb 8, 2027 | Common Stock | 261 | 261 | D |
| Stock Options NQ (Right to Buy)F1 | $36.70 | Sep 10, 2018 | M | 1,884 | D | Feb 8, 2018 | Feb 8, 2027 | Common Stock | 1,884 | 1,884 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading Plan.
- F2The price reported in Column 4 is the average price of $68.9355. The shares sold between $68.7250 to $69.40. This transaction was effected to reflect additional shares that should have been sold on July 16, 2018 pursuant to the 10b5-1 trading plan that were not in fact sold because of an administrative broker error in executing the plan.
- F3The price reported in Column 4 is the average price of $68.7836. The sold price range was between $68.725 to $69.95. The reporting person undertakes to provide to Omnicell, Inc., any security holder of Omnicell, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4The price reported in Column 4 is the average price of $68.9360. The sold price range was between $68.85 to $69.025. The reporting person undertakes to provide to Omnicell, Inc., any security holder of Omnicell, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F5The price reported in Column 4 is the average price of $68.8177. The sold price range was between $68.7250 to $69.15. The reporting person undertakes to provide to Omnicell, Inc., any security holder of Omnicell, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.