SEC Form 4 · accession 0001127602-18-027265
COOPER COMPANIES, INC. · COO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Agostino Ricupati
Officer — SVP, Fin & Tax; Chief Actg Off
Period of report
Sep 6, 2018
Accepted (ET)
Sep 10, 2018 · 5:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 6, 2018 | M | 743 | $119.89 | A | 1,897 | D | |
| Common Stock | Sep 6, 2018 | M | 832 | $131.60 | A | 2,729 | D | |
| Common StockF1 | Sep 6, 2018 | S | 1,575 | $261.562 | D | 1,154 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $119.89 | Sep 6, 2018 | M | 743 | D | — | Dec 11, 2023 | Common Stock | 743 | 742 | D |
| Employee Stock Option (Right to Buy)F3 | $131.60 | Sep 6, 2018 | M | 832 | D | — | Dec 9, 2025 | Common Stock | 832 | 2,497 | D |
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $261.53 to $261.57. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.
- F212/11/13 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/11/14; 1/5 shall vest on 12/11/15; 1/5 shall vest on 12/11/16; 1/5 shall vest on 12/11/17; and 1/5 shall vest on 12/11/18.
- F312/9/15 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/9/16; 1/5 shall vest on 12/9/17; 1/5 shall vest on 12/9/18; 1/5 shall vest on 12/9/19 and 1/5 shall vest on 12/9/20.