SEC Form 4 · accession 0001659154-18-000045
FEDERAL SIGNAL CORP /DE/ · FSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel A. DuPre
Officer — VP, GC & Secretary
Period of report
Sep 10, 2018
Accepted (ET)
Sep 11, 2018 · 9:53 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277509
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 10, 2018 | M | 10,500 | $6.68 | A | 47,439 | D | |
| Common StockF3 | Sep 10, 2018 | F | 6,096 | $26.49 | D | 41,343 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right-to-buy)F4 | $6.68 | Sep 10, 2018 | M | 10,500 | D | — | Feb 20, 2019 | Common Stock | 10,500 | 0 | D |
Explanation of responses
- F1Some shares are subject to restrictions and forfeiture under Company Stock Benefit Plan.
- F2234.27 shares were acquired through the dividend reinvestment plan.
- F3This amount represents the total amount of shares withheld to cover payment of the exercise price and applicable tax withholding.
- F4The option was granted on 2/20/2009 and vested in three equal annual installments. The option became fully vested and exercisable as of 2/20/2012.