SEC Form 4 · accession 0001209191-18-050338
NAVIGANT CONSULTING INC · NCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lee A Spirer
Officer — EVP & CGTO
Period of report
Sep 6, 2018
Accepted (ET)
Sep 10, 2018 · 6:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001019737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 6, 2018 | M | 32,659 | $13.36 | A | 120,105 | D | |
| Common StockF1 | Sep 6, 2018 | S | 46,598 | $24.12 | D | 73,507 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $13.36 | Sep 6, 2018 | M | 32,659 | D | — | Mar 16, 2021 | Common Stock | 32,659 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.98 to $24.16 per share. The reporting person undertakes to provide to Navigant Consulting, Inc., any security holder of Navigant Consulting, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- F2The stock option vested in one-third increments on each of the first three anniversaries of the grant date.