SEC Form 4 · accession 0000794367-18-000097
Macy's, Inc. · M
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
III Harry A Lawton
Officer — President
Period of report
Sep 8, 2018
Accepted (ET)
Sep 11, 2018 · 11:59 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 8, 2018 | M | 54,722 | — | A | 54,722 | D | |
| Common Stock | Sep 10, 2018 | S | 28,684 | $36.0546 | D | 26,038 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Sep 8, 2018 | M | 54,722 | D | — | — | Common Stock | 54,722 | 109,443 | D |
Explanation of responses
- F1One-for-one conversion.
- F2On September 8, 2017, the reporting person was granted 164,165 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.