SEC Form 4 · accession 0001179110-18-011271
USANA HEALTH SCIENCES INC · USNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel A. Macuga
Officer — Chief Communications Officer
Period of report
Sep 7, 2018
Accepted (ET)
Sep 11, 2018 · 1:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 7, 2018 | M | 5,204 | $70.745 | A | 5,204 | D | |
| Common StockF2 | Sep 7, 2018 | S | 1,446 | $124.07 | D | 3,758 | D | |
| Common StockF3 | Sep 7, 2018 | S | 3,758 | $125.509 | D | 0 | D | |
| Common StockF1 | Sep 10, 2018 | M | 2,907 | $70.745 | A | 2,907 | D | |
| Common StockF4 | Sep 10, 2018 | S | 2,907 | $126.012 | D | 0 | D | |
| Common StockF1 | Sep 10, 2018 | M | 2,549 | $70.745 | A | 2,549 | D | |
| Common StockF5 | Sep 10, 2018 | S | 2,549 | $125.534 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock - Settled Stock Appreciation Rights | $70.745 | Sep 7, 2018 | M | 12,118 | D | Sep 1, 2018 | Mar 1, 2020 | Common Stock | 12,118 | 45,502 | D |
| Stock - Settled Stock Appreciation Rights | $70.745 | Sep 10, 2018 | M | 6,629 | D | Sep 1, 2018 | Mar 1, 2020 | Common Stock | 6,629 | 38,873 | D |
| Stock - Settled Stock Appreciation Rights | $70.745 | Sep 10, 2018 | M | 5,873 | D | Sep 1, 2018 | Mar 1, 2020 | Common Stock | 5,873 | 33,000 | D |
Explanation of responses
- F1The shares acquired resulted from the reporting person's settlement of the stock-settled stock appreciation rights disclosed in Table-II
- F2Weighted average price $124.07. Price range in multiple transactions was $124.00 to $124.65 inclusively.
- F3Weighted average price $125.509. Price range in multiple transactions was $125.00 to $125.70 inclusively.
- F4Weighted average price $126.012. Price range in multiple transactions was $126.00 to $126.125 inclusively.
- F5Weighted average price $125.534. Price range in multiple transactions was $125.00 to $125.75 inclusively.