SEC Form 4/A · accession 0001209191-18-050404
GEOSPACE TECHNOLOGIES CORP · GEOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robbin B. Adams
Officer — Executive Vice President
Period of report
Sep 7, 2018
Accepted (ET)
Sep 11, 2018 · 11:42 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001115
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 7, 2018 | M | 500 | $8.78 | A | 31,500 | D | |
| Common Stock | Sep 7, 2018 | S | 500 | $13.3964 | D | 31,000 | D | |
| Common StockF1 | Sep 10, 2018 | S | 3,000 | $13.1625 | D | 28,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (right to buy)F3 | $8.78 | Sep 7, 2018 | M | 500 | D | — | Dec 5, 2018 | Common Stock | 500 | 0 | D |
Explanation of responses
- F1The price reported is a weighted average. These shares were sold in multiple transactions at prices ranging from $13.10 to $13.19, inclusive.
- F2The shares that were issued upon the exercise of these options were immediately sold, as is presented in Table I.
- F3This option vested in four equal annual installments beginning February 5, 2012 and is now fully exercisable.
Remarks
This Amendment is to correct the number of shares beneficially owed following the September 10, 2018 sale of 3,000 shares from the previously reported number of 29,000 to 28,000.